Spencer L. Goldsmith
Professional summary
Spencer Lunt Goldsmith, who also goes by Spencer Lunt Golsmith, is a registered financial advisor currently at BEARING POINT CAPITAL located in Village Of Golf, Florida.
Spencer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Spencer has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Spencer Lunt Goldsmith's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 15, 2025 - Present
BEARING POINT CAPITAL
September 9, 2010 - June 13, 2018
U.S. BANCORP INVESTMENTS, INC.
May 10, 2007 - September 16, 2008
NATIONAL BANK OF CANADA FINANCIAL INC.
September 22, 2006 - May 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 30, 2001 - May 9, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
BEARING POINT CAPITAL
CRD#: 332023 / SEC#: 801-130682
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/15/2025)
Exams
Current Firm
BEARING POINT CAPITAL
CRD#: 332023 / SEC#: 801-130682
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 715 |
| AUM (Assets Under Management) | $ 907,456,293 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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