VE
Vernita M. Exum
VANGUARD PERSONALIZED INDEXING MANAGEMENT
Oakland, CA 94612
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CRD#: 4462829
VE
Professional summary
Vernita Morrissa Exum, who also goes by Vernita M Exum, Vernita Morrissa Exum V, Vernita Exum, is a registered financial advisor currently at VANGUARD PERSONALIZED INDEXING MANAGEMENT located in Oakland, California.
Vernita is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Vernita has worked at 2 firms and has passed the Series 63, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vernita M Exum | Vernita Morrissa Exum V | Vernita Exum
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Vernita Morrissa Exum's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2025 - Present
VANGUARD PERSONALIZED INDEXING MANAGEMENT
Office #1: 1611 Telegraph Ave., Suite 1100, Oakland, CA 94612RIA
CRD#: 285366
Oakland, CA
Past
October 30, 2001 - May 13, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VP
VANGUARD PERSONALIZED INDEXING MANAGEMENT
JUST INVEST | VANGUARD PERSONALIZED INDEXING MANAGMENT, LLC | VANGUARD PERSONALIZED INDEXING MANAGEMENT, LLC | VANGUARD PERSONALIZED INDEXING MANAGEMENT | JUSTINVEST, LLC. | JUSTINVEST, LLC | JUSTINVEST, INC. | JUST INVEST ADVISORS LLC
CRD#: 285366 / SEC#: 801-114487
RIA
Registered Investment Advisory firm - (1/30/2019 Approved)California
Registered Investment Advisory firm - (6/14/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (5/15/2019 Terminated)Texas
Registered Investment Advisory firm - (5/15/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/3/2025)
IAR
Pennsylvania(1/3/2025)
IAR
Texas(1/3/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 1/22/2002
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Current Firm
VP
VANGUARD PERSONALIZED INDEXING MANAGEMENT
JUST INVEST | VANGUARD PERSONALIZED INDEXING MANAGMENT, LLC | VANGUARD PERSONALIZED INDEXING MANAGEMENT, LLC | VANGUARD PERSONALIZED INDEXING MANAGEMENT | JUSTINVEST, LLC. | JUSTINVEST, LLC | JUSTINVEST, INC. | JUST INVEST ADVISORS LLC
CRD#: 285366 / SEC#: 801-114487
RIA
Registered Investment Advisory firm - (1/30/2019 Approved)California
Registered Investment Advisory firm - (6/14/2019 Terminated)Massachusetts
Registered Investment Advisory firm - (5/15/2019 Terminated)Texas
Registered Investment Advisory firm - (5/15/2019 Terminated)PREMIUM
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Contact information
Main Address
1611 Telegraph Ave., Suite 1100, Oakland, CA 94612
Mailing Address
100 Vanguard Blvd., Malvern, PA 19355
Phone number
(844) 317-5190
Established
Firm type
Fiscal year end
# of Employees
29
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,864 |
| AUM (Assets Under Management) | $ 7,259,990,002 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VANGUARD PERSONALIZED INDEXING MANAGEMENT
CRD#: 285366Oakland, CA 94612TRUST BUT VERIFY
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