GH
Gregory E. Heldman
CETERA INVESTMENT ADVISERS LLC
INDIANAPOLIS, IN 46227-1987
Some features on this profile are disabled
CRD#: 4462116
GH
Professional summary
Gregory Earl Heldman, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Indianapolis, Indiana and CETERA WEALTH SERVICES, LLC located in Indianapolis, Indiana.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Gregory has worked at 9 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EHLEN HELDMAN POSITION: ADVISOR NATURE: DBA - Marketing Names INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2016 ADDRESS: Indianapolis IN 46227, United States DESCRIPTION: Financial services 2) SPEECH INBOX, INC POSITION: PRESIDENT NATURE: COMPUTER CONSULTING SERVICES INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/04/2014 ADDRESS: Greenwood IN 46142, United States DESCRIPTION: PROVIDE IDEAS AND DIRECTION 3) EHC REALTY, LLC POSITION: Partner/50% Owner NATURE: Real Estate Holding; our operating companies are housed in this building. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2010 ADDRESS: 130 E Epler Ave, Suite A, Indianapolis IN 46227, United States DESCRIPTION: Property management 4) HELDMAN ENTERPRISES POSITION: PRESIDENT NATURE: INVESTMENT IN OIL WELLS INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2005 Address: DESCRIPTION: null 5) TOASTMASTERS GREENWOOD WOODMAN CLUB 681 POSITION: President NATURE: As president I am expected to lead the club in membership growth and education of our members. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2022 ADDRESS: 130 E Epler Avenue Suite A, Indianapolis IN 46227, United States DESCRIPTION: Provide club leadership, growth and education 6) EHC WEALTH ADVISORS, LLC POSITION: non-equity advisor NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 02/01/2008 ADDRESS: 130 E Epler Ave., Ste A, Indianapolis IN 46227, United States DESCRIPTION: financial and investment services 7) EHLEN HELDMAN & CO., P.C. POSITION: Non-Equity Advisor/CPA NATURE: Tax, accounting and financial services INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 10/01/1990 ADDRESS: 130 E Epler Ave., Ste A, Indianapolis IN 46227, United States DESCRIPTION: Tax and accounting review; financial and investment planning
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Earl Heldman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 130 East Epler Avenue Suite A, Indianapolis, IN 46227-1987RIA
CRD#: 105644
INDIANAPOLIS, IN
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 130 East Epler Avenue Suite A, Indianapolis, IN 46227-1987BD
CRD#: 13572
INDIANAPOLIS, IN
Past
October 25, 2019 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
INDIANAPOLIS, IN
Past
October 25, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
INDIANAPOLIS, IN
Past
February 6, 2008 - October 25, 2019
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
INDIANAPOLIS, IN
Past
February 6, 2008 - October 25, 2019
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
INDIANAPOLIS, IN
Past
April 9, 2003 - February 6, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
INDIANAPOLIS, IN
Past
December 14, 2001 - April 17, 2003
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
December 5, 2001 - April 15, 2008
CADE GROUP, INC.
RIA
CRD#: 114970
INDIANAPOLIS, IN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/5/2025)
RR
California(9/5/2025)
RR
Colorado(9/5/2025)
RR
Delaware(9/18/2025)
RR
Florida(9/5/2025)
RR
Illinois(9/5/2025)
RR
Indiana(9/5/2025)
IAR
Indiana(9/5/2025)
RR
Michigan(9/5/2025)
RR
Minnesota(9/5/2025)
RR
Nevada(9/5/2025)
RR
North Carolina(9/5/2025)
RR
Pennsylvania(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
RR
Washington(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
