RB
Ryan D. Buck
ON INVESTMENT MANAGEMENT CO
Frederick, MD 21701
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CRD#: 4461266
RB
Professional summary
Ryan Dean Buck is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Frederick, Maryland and THE O.N. EQUITY SALES COMPANY located in Frederick, Maryland.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Ryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Freedom Broker Services; 211 Washington Street, Frederick, Maryland 21701; Insurance Brokerage; Partner; Start Date: 04/15/2008; Approximately 60 hours per month devoted to other business activity( 30 hours of which are during securities trading hours); Compensated; Signatory Authority; Duties include prospecting, developing & implementing business cases with new and existing clients.2). Treasurer for Covert Resort Association; not investment related; 80200 Linden Hills St, Covert, MI 49043; Treasurer; 12/01/2017-present; 10 hours/month (0 during market hours); pay association bills, serve on Board of Directors, manage Association checking account and CD's. 3). Caring Consulting; Not investment Related; 211 Washington Street, Frederick, MD 21701; Consulting Education and Understanding in Special Needs and related Topics and applications; Consultant; 01/01/01/2020-present; 10 hours/month (5 during securities trading hours); Advising Non-Profit Entities on insurance related charitable gifts.
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Dean Buck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2018 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 211 Washington Street, Frederick, MD 21701RIA
CRD#: 105662
Frederick, MD
Current
July 30, 2018 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 211 Washington Street, Frederick, MD 21701BD
CRD#: 2936
Frederick, MD
Past
March 14, 2016 - July 31, 2018
INVESTMENT PROFESSIONALS, INC.
RIA
CRD#: 30184
Leesburg, VA
Past
September 29, 2014 - July 31, 2018
INVESTMENT PROFESSIONALS, INC.
BD
CRD#: 30184
Leesburg, VA
Past
March 10, 2014 - August 29, 2014
FINANCIAL TELESIS INC
BD
CRD#: 31012
GERMANTOWN, MD
Past
July 17, 2008 - December 31, 2012
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
VIENNA, VA
Past
May 21, 2002 - April 10, 2008
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
FAIRFAX, VA
Past
December 13, 2001 - April 10, 2008
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
FAIRFAX, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/28/2021)
IAR
California(5/28/2021)
RR
Colorado(7/30/2018)
IAR
Colorado(7/31/2018)
RR
District of Columbia(7/30/2018)
IAR
District of Columbia(9/13/2018)
RR
Florida(7/30/2018)
IAR
Florida(1/18/2019)
RR
Maryland(7/30/2018)
IAR
Maryland(7/30/2018)
RR
Massachusetts(9/14/2022)
RR
Michigan(8/7/2020)
IAR
Oregon(12/13/2024)
RR
Pennsylvania(12/20/2021)
IAR
Pennsylvania(12/21/2021)
RR
Virginia(7/30/2018)
IAR
Virginia(7/31/2018)
RR
Washington(6/5/2020)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
