Jennifer K. Tamis
Professional summary
Jennifer Kelleher Tamis, who also goes by Jennifer Ann Kelleher, is a registered financial professional currently at GALLATIN CAPITAL LLC located in New York, New York.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2001. Jennifer has worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Kelleher Tamis's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 10, 2007 - Present
GALLATIN CAPITAL LLC
Office #1: 444 Madison Avenue 29th Floor, New York, NY 10022May 31, 2005 - July 5, 2007
VAN ECK SECURITIES CORPORATION
August 12, 2003 - May 18, 2005
VAN ECK CAPITAL, INC.
July 9, 2002 - July 29, 2003
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
November 15, 2001 - June 21, 2002
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2007)
(7/10/2007)
(2/9/2009)
(1/2/2019)
(7/10/2007)
(2/8/2021)
(10/14/2020)
(5/6/2022)
(1/2/2019)
(2/2/2011)
(7/10/2007)
(1/8/2018)
(1/15/2016)
(7/10/2007)
(7/10/2007)
(1/13/2015)
(2/2/2011)
(1/2/2019)
(1/15/2016)
(7/10/2007)
(1/11/2013)
(1/2/2019)
Exams
FINRA
Current Firm
GALLATIN CAPITAL LLC
CRD#: 124738 / SEC#: , 8-65718
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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