AF
Anthony J. Ferrara
LARSON FINANCIAL GROUP
Minneapolis, MN 55430
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CRD#: 4461101
AF
Professional summary
Anthony Joseph Ferrara, who also goes by Tony Ferrara, is a registered financial advisor currently at LARSON FINANCIAL GROUP, LLC located in Minneapolis, Minnesota and LARSON FINANCIAL SECURITIES, LLC located in Minneapolis, Minnesota.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Anthony has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tony Ferrara
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LARSON FINANCIAL HOLDINGS, LLC - NON OPERATING HOLDING COMPANY - SHAREHOLDER - 14567 N. Outer 40 Rd., Suite 300, Chesterfield, MO 63017 - 1 HR/MTH - 0 TRADING HRS FOSTER KLIMA, LLC - DISABILITY INSURANCE 920 2ND AVE SOUTH, SUITE 1100, MINNEAPOLIS, MN 55402 - ADVISING & BROKERING OF DISABILITY PRODUCTS FROM THE CARRIER GUARDIAN - 0 TO 1 HR/MTH AJF HOLDINGS, LLC (01/10/2013) - 10201 WAYZATA BLVD #260, MINNETONKA, MN 55305 - FINANCIAL ADVISORY SERVICES THROUGH LARSON FINANCIAL GROUP, LLC, A REGISTERED INVESTMENT ADVISOR - OWNER - 0 TO 1 HR/MTH PARTNER OF OWNING HOLDING COMPANY LARSON CAPITAL MANAGEMENT, LLC - INVESTMENT RELATED - 14567 N. OUTER 40 RD., SUITE 300, CHESTERFIELD, MO 63017 - 04/29/2020 - COMPANY OPERATES PRIVATE EQUITY FUNDS INVESTING IN COMMERCIAL REAL ESTATE - PARTNER- 5 HRS/MTH- 5 TRADING HRS
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Joseph Ferrara's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2010 - Present
LARSON FINANCIAL GROUP, LLC
Office #1: 6160 Summit Drive N Suite 580, Minneapolis, MN 55430RIA
CRD#: 140599
Minneapolis, MN
Current
July 21, 2010 - Present
LARSON FINANCIAL SECURITIES, LLC
Office #1: 6160 Summit Drive N Suite 580, Minneapolis, MN 55430BD
CRD#: 152517
Minneapolis, MN
Past
March 15, 2010 - August 2, 2010
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
MINNEAPOLIS, MN
Past
March 22, 2002 - March 9, 2010
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
January 3, 2002 - March 1, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LARSON FINANCIAL GROUP, LLC
LARSON FINANCIAL GROUP, LLC | WORK OPTIONAL | THE PHYSICIANS THRIVE | OAKMONT FINANCIAL GROUP | MIDWEST WEALTH MANAGEMENT | LIONSGATE ADVISORS
CRD#: 140599 / SEC#: 801-71543
RIA
Registered Investment Advisory firm - (6/23/2010 Approved)Florida
Registered Investment Advisory firm - (6/30/2010 Terminated)Indiana
Registered Investment Advisory firm - (6/30/2010 Terminated)Kansas
Registered Investment Advisory firm - (6/30/2010 Terminated)Kentucky
Registered Investment Advisory firm - (6/30/2010 Terminated)Minnesota
Registered Investment Advisory firm - (7/1/2010 Terminated)Missouri
Registered Investment Advisory firm - (6/30/2010 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2010 Terminated)Tennessee
Registered Investment Advisory firm - (7/30/2010 Terminated)Texas
Registered Investment Advisory firm - (6/30/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/27/2020)
RR
Arizona(7/22/2013)
RR
California(1/3/2011)
RR
Colorado(6/4/2020)
RR
Florida(12/5/2012)
RR
Idaho(9/21/2022)
RR
Illinois(7/22/2013)
RR
Indiana(2/2/2016)
RR
Iowa(7/12/2013)
RR
Kansas(1/11/2016)
RR
Kentucky(12/4/2014)
RR
Maine(9/2/2025)
RR
Massachusetts(10/7/2021)
RR
Michigan(3/25/2015)
RR
Minnesota(8/2/2010)
IAR
Minnesota(10/27/2014)
RR
Missouri(7/28/2014)
RR
Montana(5/31/2016)
RR
Nebraska(9/5/2013)
RR
Nevada(10/4/2022)
RR
New Hampshire(6/4/2021)
RR
New Jersey(8/3/2020)
RR
New York(8/28/2014)
RR
North Carolina(4/30/2021)
RR
Ohio(4/11/2018)
RR
Oklahoma(3/12/2021)
RR
Oregon(11/22/2016)
RR
Pennsylvania(10/28/2020)
RR
South Dakota(9/30/2014)
RR
Texas(7/16/2012)
IAR
Texas(2/12/2021)
RR
Utah(9/5/2018)
RR
Virginia(9/25/2015)
RR
Washington(3/13/2014)
IAR
Wisconsin(6/14/2010)
RR
Wisconsin(8/2/2010)
RR
Wyoming(1/5/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LF
LARSON FINANCIAL GROUP, LLC
LARSON FINANCIAL GROUP, LLC | WORK OPTIONAL | THE PHYSICIANS THRIVE | OAKMONT FINANCIAL GROUP | MIDWEST WEALTH MANAGEMENT | LIONSGATE ADVISORS
CRD#: 140599 / SEC#: 801-71543
RIA
Registered Investment Advisory firm - (6/23/2010 Approved)Florida
Registered Investment Advisory firm - (6/30/2010 Terminated)Indiana
Registered Investment Advisory firm - (6/30/2010 Terminated)Kansas
Registered Investment Advisory firm - (6/30/2010 Terminated)Kentucky
Registered Investment Advisory firm - (6/30/2010 Terminated)Minnesota
Registered Investment Advisory firm - (7/1/2010 Terminated)Missouri
Registered Investment Advisory firm - (6/30/2010 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2010 Terminated)Tennessee
Registered Investment Advisory firm - (7/30/2010 Terminated)Texas
Registered Investment Advisory firm - (6/30/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 N Broadway Suite 1700, Saint Louis, MO 63102
Mailing Address
Phone number
(866) 569-2450
Established
Firm type
Fiscal year end
# of Employees
115
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,504 |
| AUM (Assets Under Management) | $ 4,032,736,835 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 12/13/2023 | ||
| 01/03/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LARSON FINANCIAL GROUP, LLC
CRD#: 140599Minneapolis, MN 55430TRUST BUT VERIFY
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