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Michael Lewis Redman

AVATAR SECURITIES
Des Plaines, IL
·CRD# 4460767·24 years registered

Professional Summary

Michael Lewis Redman, who also goes by Michael Louis Redman, Michael Redman, is a registered financial advisor currently at AVATAR SECURITIES, LLC located in Des Plaines, Illinois. Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Louis Redman, Michael Redman

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years registered in the securities industry

Current & Past Employments

Current

AVATAR SECURITIES, LLCCurrent·CRD# 147763
BD
2700 S River Rd Suite 203, Des Plaines, IL 60018
May 3, 2011 - Present

Past

FIS BROKERAGE & SECURITIES SERVICES LLCPast·CRD# 104162
BD
New York, NY
July 16, 2007 - September 4, 2008
FIS BROKERAGE & SECURITIES SERVICES LLCPast·CRD# 104162
BD
Bolingbrook, IL
October 17, 2003 - July 19, 2005
WORLDCO, L.L.C.Past·CRD# 24673
BD
New York, NY
February 6, 2002 - October 24, 2003

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Current Firm

AS
AVATAR SECURITIES, LLC

AVATAR SECURITIES, LLC

CRD#: 147763 / SEC#: 8-67932
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

148 Madison Ave 5th Floor, New York, NY 10016

Mailing Address

148 Madison Ave 5th Floor, New York, NY 10016

Phone Number

(212) 217-2800

Established

Delaware since 05/14/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
AVATAR TRADING GROUP, LLCHOLDING CO.—
DEETER, MISHA BODHIMEMBER5132163
BROWSKI, ANDREW CHARLESCHIEF COMPLIANCE OFFICER/PRINCIPAL OPERATIONS OFFICER5778834
HOLLAND, RAYMOND FCO-MANAGING MEMBER5509397
KATHWARI, OMAR FAROOQCO-MANAGING MEMBER5509343
SLOAN NOWAK, JACQUELINE LEEFINOP/PRINCIPAL FINANCIAL OFFICER2717305

Disclosures

Regulatory Event

2

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2004About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2002

Series 7 — General Securities Representative Examination

Passed Jan 2002About the Series 7 exam
FINRA
SRO Registrations
Nasdaq PHLX LLC
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Lewis Redman's CRS (Customer Relationship Summary).

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