Brett R. Barber
Professional summary
Brett Reed Barber was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Brett is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Brett had worked at 4 firms, which includes NEWPORT COAST SECURITIES INC., CETERA FINANCIAL SPECIALISTS LLC, STATE FARM VP MANAGEMENT CORP., METLIFE INVESTORS DISTRIBUTION COMPANY.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 21, 2011 - February 7, 2012
NEWPORT COAST SECURITIES, INC.
August 30, 2010 - February 9, 2011
CETERA FINANCIAL SPECIALISTS LLC
August 7, 2008 - February 26, 2010
STATE FARM VP MANAGEMENT CORP.
December 14, 2001 - October 27, 2004
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
NEWPORT COAST SECURITIES, INC.
CRD#: 16944 / SEC#: 801-67802, 8-34790
Contact information
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
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