Eric E. Kearney

BROOKSTONE WEALTH ADVISORS

Cape Coral, FL 33904

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CRD#: 4460539

Professional summary

Eric Eugene Kearney is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Cape Coral, Florida and RETIREMENT WEALTH ADVISORS, LLC located in Cape Coral, Florida.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Eric has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 08/2013 - PRESENT, SW FLORIDA EDUCATION NETWORK (DBA NAME), 313 SE 33RD TERRACE CAPE CORAL, FL 33904, RETIREMENT EDUCATION COURSES FOR THE COMMUNITY, NO COMPENSATION, HOURS DEDICATED: 4 HOURS EVERY TWO MONTHS (4 HOURS EVERY TWO MONTHS DURING TRADING HOURS) 2) 02/2014 - PRESENT, ERIC KEARNEY, 4636 SE 9th PL, SUITE B, CAPE CORAL, FL 33904, OWNER/INSURANCE SALES, HOURS DEDICATED: 12/WEEK(2/WEEK DURING SECURITIES TRADING HOURS) 3) 12/2013 - PRESENT, ERIC KEARNEY HOME OWNER, 313 SE 33RD TERRACE CAPE CORAL, FL 33904, OWNER/RENTAL REAL ESTATE MANAGED BY 3RD PARTY, HOURS DEDICATED: 0 (0 DURING TRADING HOURS) 4) Investment Advisor Representative Brookstone Wealth Management LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Eugene Kearney's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 7, 2013 - Present

BROOKSTONE WEALTH ADVISORS, LLC

Office #1: 629 Cape Coral Parkway E., Cape Coral, FL 33904Office #2: 6210 Scott St Suite 215, Punta Gorda, FL 33950Office #3: 28089 Vanderbilt Dr. Ste. 103, Bonita Springs, FL 34143

RIA

CRD#: 137658

Cape Coral, FL

Current

April 23, 2019 - Present

RETIREMENT WEALTH ADVISORS, LLC

Office #1: 629 Cape Coral Parkway E, Cape Coral, FL 33904-8547Office #2: 6210 Scott St Unit 215, Punta Gorda, FL 33950Office #3: 28089 Vanderbilt Dr Ste 103, Bonita Springs, FL 34134

RIA

CRD#: 300419

Cape Coral, FL

Past

September 19, 2013 - October 3, 2013

IC ADVISORY SERVICES, INC.

RIA

CRD#: 140190

VESTAL, NY

Past

September 18, 2013 - October 3, 2013

THE INVESTMENT CENTER, INC.

CRD#: 17839

VESTAL, NY

Past

August 13, 2010 - September 27, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

BINGHAMTON, NY

Past

August 13, 2010 - September 27, 2013

LPL FINANCIAL LLC

CRD#: 6413

BINGHAMTON, NY

Past

January 18, 2007 - September 15, 2010

IC ADVISORY SERVICES, INC.

RIA

CRD#: 140190

BEDMINSTER, NJ

Past

August 16, 2005 - September 8, 2010

THE INVESTMENT CENTER, INC.

CRD#: 17839

VESTAL, NY

Past

November 7, 2002 - August 15, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 7, 2002 - August 15, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/7/2013)

IAR

Pennsylvania
(3/30/2015)

IAR

Texas
(4/23/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/7/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/6/2002

General Securities Representative Examination

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

CRD#: 137658 / SEC#: 801-67628

RIA

Registered Investment Advisory firm - (3/16/2007 Approved)

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Contact information

Main Address

1745 S Naperville Rd Suite 200, Wheaton, IL 60189

Mailing Address

Phone number

(630) 653-1400

Established

Firm type

Fiscal year end

# of Employees

244

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RWA ADV 2A (7/30/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Eric E. Kearney

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric Eugene Kearney's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT WEALTH ADVISORS, LLC

IC ADVISORY SERVICES, INC.

THE INVESTMENT CENTER, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

IC ADVISORY SERVICES, INC.

THE INVESTMENT CENTER, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BROOKSTONE WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/7/2007

Series 7

Date: 11/6/2002

Current Firm

BROOKSTONE WEALTH ADVISORS, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

BROOKSTONE WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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