FB
Francis L. Barbieri
MISSIONSQUARE RETIREMENT
Havertown, PA
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CRD#: 4460435
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Professional summary
Francis Lawrence Barbieri, CFP®, who also goes by Francis Laurence Barbieri, is a registered financial advisor currently at MISSIONSQUARE RETIREMENT located in Havertown, Pennsylvania and MISSIONSQUARE WEALTH MANAGEMENT located in Washington, District Of Columbia.
Francis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Francis has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Francis Laurence Barbieri
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Francis Lawrence Barbieri's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 25, 2016 - Present
MISSIONSQUARE RETIREMENT
RIA
CRD#: 108783
Havertown, PA
Current
March 9, 2004 - Present
MISSIONSQUARE WEALTH MANAGEMENT
Office #1: 777 North Capitol Street, Ne Suite 600, Washington, DC 20002-4240BD
CRD#: 23189
Washington, DC
Past
September 17, 2003 - April 13, 2004
UVEST FINANCIAL SERVICES GROUP, INC.
BD
CRD#: 13787
CHARLOTTE, NC
Past
September 9, 2002 - March 28, 2003
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
September 9, 2002 - March 28, 2003
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
November 20, 2001 - July 19, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 20, 2001 - July 19, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MR
MISSIONSQUARE RETIREMENT
ICMA RETIREMENT CORP | MISSIONSQUARE RETIREMENT | INTERNATIONAL CITY MGMT ASSOCIATION RETIREMEN | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | ICMA-RC | ICMA RETIREMENT CORPORATION
CRD#: 108783 / SEC#: 801-18273
RIA
Registered Investment Advisory firm - (1/19/1983 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/5/2026)
RR
Alaska(1/5/2026)
RR
Arizona(1/5/2026)
RR
Arkansas(1/5/2026)
IAR
California(7/25/2016)
RR
California(6/18/2020)
RR
Colorado(1/5/2026)
RR
Connecticut(1/5/2026)
RR
Delaware(1/5/2026)
RR
District of Columbia(3/9/2004)
IAR
District of Columbia(8/11/2016)
IAR
Florida(8/8/2016)
RR
Florida(6/18/2020)
RR
Georgia(1/5/2026)
RR
Hawaii(1/5/2026)
RR
Idaho(1/5/2026)
RR
Illinois(1/5/2026)
RR
Indiana(1/5/2026)
RR
Iowa(1/5/2026)
RR
Kansas(1/5/2026)
RR
Kentucky(1/5/2026)
RR
Louisiana(1/5/2026)
RR
Maine(1/5/2026)
RR
Maryland(1/5/2026)
RR
Massachusetts(1/5/2026)
RR
Michigan(1/5/2026)
RR
Minnesota(1/5/2026)
RR
Mississippi(1/5/2026)
RR
Missouri(1/5/2026)
RR
Montana(1/5/2026)
RR
Nebraska(1/5/2026)
RR
Nevada(1/5/2026)
RR
New Hampshire(1/5/2026)
RR
New Jersey(1/5/2026)
RR
New Mexico(1/5/2026)
RR
New York(1/5/2026)
RR
North Carolina(1/5/2026)
RR
North Dakota(1/5/2026)
RR
Ohio(1/5/2026)
RR
Oklahoma(1/5/2026)
RR
Oregon(1/5/2026)
RR
Pennsylvania(7/25/2016)
IAR
Pennsylvania(7/25/2016)
RR
Rhode Island(1/5/2026)
RR
South Carolina(1/5/2026)
RR
South Dakota(1/5/2026)
RR
Tennessee(1/5/2026)
RR
Texas(1/5/2026)
RR
Utah(1/5/2026)
RR
Vermont(1/5/2026)
RR
Virginia(3/9/2004)
IAR
Virginia(7/25/2016)
RR
Washington(1/5/2026)
RR
West Virginia(1/5/2026)
RR
Wisconsin(1/5/2026)
RR
Wyoming(1/5/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MR
MISSIONSQUARE RETIREMENT
ICMA RETIREMENT CORP | MISSIONSQUARE RETIREMENT | INTERNATIONAL CITY MGMT ASSOCIATION RETIREMEN | INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION | ICMA-RC | ICMA RETIREMENT CORPORATION
CRD#: 108783 / SEC#: 801-18273
RIA
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Contact information
Main Address
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240
Mailing Address
Phone number
(202) 962-4600
Established
Firm type
Fiscal year end
# of Employees
599
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 58,580 |
| AUM (Assets Under Management) | $ 5,959,398,729 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
