Charles A. Zimmerman
Professional summary
Charles Albert Zimmerman, CFP®, who also goes by Charles A. Zimmerman, Chuck Zimmerman, Charles Zimmerman, is a registered financial advisor currently at STRATEGIC ASSET MANAGEMENT, LLC located in Valley Center, Kansas.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Charles has worked at 2 firms and has passed the Series 66, Series 65, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Albert Zimmerman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
December 23, 2008 - Present
STRATEGIC ASSET MANAGEMENT, LLC
Office #1: 226 W. Main St., Suite 9, Valley Center, KS 67147December 18, 2018 - August 13, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 2, 2018 - August 13, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(12/23/2008)
Exams
Series 7TO
Date: 12/18/2018
General Securities Representative ExaminationCurrent Firm
STRATEGIC ASSET MANAGEMENT, LLC
CRD#: 115893 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 248 |
| AUM (Assets Under Management) | $ 32,610,000 |
Red Flags
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Company Information
STRATEGIC ASSET MANAGEMENT, LLC
CRD#: 115893Valley Center, KS 67147TRUST BUT VERIFY
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