Charles A. Zimmerman

STRATEGIC ASSET MANAGEMENT

Valley Center, KS 67147

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CRD#: 4459905

Professional summary

Charles Albert Zimmerman, CFP®, who also goes by Charles A. Zimmerman, Chuck Zimmerman, Charles Zimmerman, is a registered financial advisor currently at STRATEGIC ASSET MANAGEMENT, LLC located in Valley Center, Kansas.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Charles has worked at 2 firms and has passed the Series 66, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Charles A. Zimmerman | Chuck Zimmerman | Charles Zimmerman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I*118842 For profit or not for profit: For-Profit Organization Name of outside business organization: Prizim Inc Investment related: N Address of business: Park City, Kansas 67147 Nature of business: Corporation, Position, title, association: Family Held, Start date of relationship: 11/3/2003 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The entity owns computer hardware and leases the hardware to my former CPA firm. I provide computer assistance regarding this hardware on an as needed basis. This will continue through 08-31-2022.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Albert Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

December 23, 2008 - Present

STRATEGIC ASSET MANAGEMENT, LLC

Office #1: 226 W. Main St., Suite 9, Valley Center, KS 67147

RIA

CRD#: 115893

Valley Center, KS

Past

December 18, 2018 - August 13, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WICHITA, KS

Past

November 2, 2018 - August 13, 2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WICHITA, KS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(12/23/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/16/2019

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/21/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/18/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/16/2018

Securities Industry Essentials Examination

Current Firm

STRATEGIC ASSET MANAGEMENT, LLC

CRD#: 115893 / SEC#:

Kansas

Registered Investment Advisory firm - (10/2/1998 Approved)

Missouri

Registered Investment Advisory firm - (10/1/2010 Approved)

Nebraska

Registered Investment Advisory firm - (2/11/2000 Approved)

Texas

Registered Investment Advisory firm - (10/5/2017 Conditional Restricted)

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Contact information

Main Address

1903 N Street, Belleville, KS 66935-2248

Mailing Address

Po Box 541, Belleville, KS 66935-0541

Phone number

(785) 527-5631

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	248
AUM (Assets Under Management)	$ 32,610,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles A. Zimmerman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Albert Zimmerman's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC ASSET MANAGEMENT, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 1/16/2019

Series 65

Date: 6/21/2004

Series 7TO

Date: 12/18/2018

SIE

Date: 11/16/2018

Current Firm

STRATEGIC ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRATEGIC ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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