Christopher Ulz
Professional summary
Christopher Ulz, who also goes by Christopher Peter Ulz, is a registered financial professional currently at MEMX EXECUTION SERVICES LLC located in Jersey City, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Ulz's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 11, 2020 - Present
MEMX EXECUTION SERVICES LLC
Office #1: 525 Washington Boulevard Office 52, Jersey City, NJ 07310Office #2: 525 Washington Boulevard Suite 300, Jersey City, NJ 07310April 16, 2007 - November 13, 2019
INSTINET, LLC
June 21, 2005 - December 31, 2005
E*TRADE CLEARING LLC
October 22, 2004 - April 9, 2007
LIGHTSPEED PROFESSIONAL TRADING LLC
October 8, 2001 - January 4, 2002
HORNOR, TOWNSEND & KENT, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2021)
(7/21/2020)
Exams
Series 99TO
Date: 2/21/2024
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 4/26/2005
Limited Representative-Equity Trader ExamFINRA
Current Firm
MEMX EXECUTION SERVICES LLC
CRD#: 304129 / SEC#: , 8-70449
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEMX HOLDINGS LLC | MEMX HOLDINGS LLC | |
| ACHARYA, ISHAAN | CHIEF FINANCIAL OFFICER | 5358383 |
| FRANZON, ANDERS WILLIAM | GENERAL COUNSEL / SECRETARY | |
| KELLNER, JONATHAN ALAN | CHIEF EXECUTIVE OFFICER | 2209043 |
| SAUERWINE, MEGAN LYNN | CONTROLLER / FINOP | 6024362 |
| STRATHMAN, LAUREN MALLORY | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6575150 |
| ZUBA, QUITO JON | DIRECTOR, HEAD OF MARKET OPERATIONS | 4660263 |
Red Flags
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