Christopher Ulz
Professional Summary
Christopher Ulz, who also goes by Christopher Peter Ulz, is a registered financial advisor currently at MEMX EXECUTION SERVICES LLC located in Jersey City, New Jersey. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2001. Christopher has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 6, Series 14, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Christopher Peter Ulz
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
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Disclosures on record.
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Years of Experience
25 years in the financial services industry
Current & Past Employments
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Current Firm
MEMX EXECUTION SERVICES | MEMX EXECUTION SERVICES LLC
Contact Information
Main Address
525 Washington Boulevard Suite 300, Jersey City, NJ 07310Mailing Address
382 Ne 191st St Pmb 92178, Miami, FL 33179-3899Phone Number
(201) 331-7900Established
Delaware since 05/07/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (2 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MEMX HOLDINGS LLC | MEMX HOLDINGS LLC | — |
| ACHARYA, ISHAAN | CHIEF FINANCIAL OFFICER | 5358383 |
| FRANZON, ANDERS WILLIAM | GENERAL COUNSEL / SECRETARY | — |
| KELLNER, JONATHAN ALAN | CHIEF EXECUTIVE OFFICER | 2209043 |
| SAUERWINE, MEGAN LYNN | CONTROLLER / FINOP | 6024362 |
| STRATHMAN, LAUREN MALLORY | CHIEF COMPLIANCE OFFICER / AML COMPLIANCE OFFICER | 6575150 |
| ZUBA, QUITO JON | DIRECTOR, HEAD OF MARKET OPERATIONS | 4660263 |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(1/4/2021)
(7/21/2020)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2005Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Oct 2001About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Christopher Ulz's CRS (Customer Relationship Summary).
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