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AL

Andrew T. Liebe

Some features on this profile are disabled
CRD#: 4459548
AL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrew Thomas Liebe was a registered financial professional .

Andrew is a previously registered financial professional and started their career in finance in 2004. Andrew had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 20, 2017 - April 30, 2018

TRIBAL CAPITAL MARKETS, LLC

BD
CRD#: 38901
Summit, NJ
Past

April 13, 2012 - November 30, 2016

PERSHING LLC

BD
CRD#: 7560
NEW YORK, NY
Past

March 30, 2012 - November 30, 2016

BNY MELLON CAPITAL MARKETS, LLC

BD
CRD#: 17454
NEW YORK, NY
Past

January 21, 2011 - April 3, 2012

PERSHING LLC

BD
CRD#: 7560
BOCA RATON, FL
Past

July 27, 2010 - September 21, 2010

B. RILEY WEALTH MANAGEMENT

RIA
CRD#: 2543
PARSIPPANY, NJ
Past

July 27, 2010 - September 21, 2010

B. RILEY WEALTH MANAGEMENT

BD
CRD#: 2543
PARSIPPANY, NJ
Past

November 17, 2008 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

RIA
CRD#: 39056
PARSIPPANY, NJ
Past

November 17, 2008 - July 8, 2010

JESUP & LAMONT SECURITIES CORP

BD
CRD#: 39056
PARSIPPANY, NJ
Past

January 31, 2007 - December 8, 2008

FINANCIAL NORTHEASTERN SECURITIES, INC.

RIA
CRD#: 17007
FAIRFIELD, NJ
Past

October 11, 2004 - December 8, 2008

FINANCIAL NORTHEASTERN SECURITIES, INC.

BD
CRD#: 17007
FAIRFIELD, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/17/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/30/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/8/2004
General Securities Representative Examination

Current Firm

TC
TRIBAL CAPITAL MARKETS, LLC
BCS BROKERAGE, INC. | TRIBAL CAPITAL MARKETS, LLC | BLUE CAPITAL SECURITIES, INC.

CRD#: 38901 / SEC#: , 8-48460

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
10243 Mattraw Place, Orlando, FL 32836
Mailing Address
10243 Mattraw Place, Orlando, FL 32836
Phone number
(212) 376-7492
Established
Delaware since 04/20/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (22 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PLP CAPITAL, LLCMEMBER
HARRIS, PATRICK EUGENECCO5748909
LAPIETRA, PETERCEO2273197
OCHOJSKI, GREGORY ANDREFINOP4705726

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRIBAL CAPITAL MARKETS, LLC

CRD#: 38901

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