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Andrew Thomas Liebe

CRD# 4459548·Registered 2004 - 2018
Previously Registered: Being a previously registered professional could mean that Andrew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Andrew Thomas Liebe was a registered financial advisor. Andrew was a previously registered financial professional and started their career in finance 2004 - 2018. Andrew had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

PLP CAPITAL·CRD# 38901
BD
Summit, NJ
March 20, 2017 - April 30, 2018
PERSHING LLC·CRD# 7560
BD
New York, NY
April 13, 2012 - November 30, 2016
BNY MELLON CAPITAL MARKETS, LLC·CRD# 17454
BD
New York, NY
March 30, 2012 - November 30, 2016
PERSHING LLC·CRD# 7560
BD
Boca Raton, FL
January 21, 2011 - April 3, 2012
B. RILEY WEALTH MANAGEMENT·CRD# 2543
RIA
Parsippany, NJ
July 27, 2010 - September 21, 2010
B. RILEY WEALTH MANAGEMENT·CRD# 2543
BD
Parsippany, NJ
July 27, 2010 - September 21, 2010
JESUP & LAMONT SECURITIES CORP·CRD# 39056
RIA
Parsippany, NJ
November 17, 2008 - July 8, 2010
JESUP & LAMONT SECURITIES CORP·CRD# 39056
BD
Parsippany, NJ
November 17, 2008 - July 8, 2010
FINANCIAL NORTHEASTERN SECURITIES, LLC·CRD# 17007
RIA
Fairfield, NJ
January 31, 2007 - December 8, 2008
FINANCIAL NORTHEASTERN SECURITIES, LLC·CRD# 17007
BD
Fairfield, NJ
October 11, 2004 - December 8, 2008

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Current Firm

PC
PLP CAPITAL

BCS BROKERAGE, INC. | TRIBAL CAPITAL MARKETS, LLC | PLP CAPITAL, LLC | PLP CAPITAL | BLUE CAPITAL SECURITIES, INC.

CRD#: 38901 / SEC#: 8-48460
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

10243 Mattraw Place, Orlando, FL 32836

Mailing Address

10243 Mattraw Place, Orlando, FL 32836

Phone Number

(212) 376-7492

Established

Delaware since 04/20/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (21 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PLP CAPITAL, LLCMEMBER—
HARRIS, PATRICK EUGENECCO5748909
LAPIETRA, PETERCEO2273197
OCHOJSKI, GREGORY ANDREFINOP4705726

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Dec 2004About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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