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Valerie K. Ehler
O'BRIEN AND ASSOCIATES
WEST UNION, IA
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CRD#: 4459506
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Professional summary
Valerie Kay Ehler, who also goes by Valerie Kay O'brien, is a registered financial advisor currently at O'BRIEN AND ASSOCIATES, INC. located in West Union, Iowa.
Valerie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Valerie has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Valerie Kay O'brien
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Valerie Kay Ehler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 1999 - Present
O'BRIEN AND ASSOCIATES, INC.
RIA
CRD#: 115159
WEST UNION, IA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(1/1/1999)
Exams
Current Firm
OA
O'BRIEN AND ASSOCIATES, INC.
O'BRIEN AND ASSOCIATES, INC.
CRD#: 115159 / SEC#:
Iowa
Registered Investment Advisory firm - (1/1/1999 Approved)Minnesota
Registered Investment Advisory firm - (2/28/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
West Union, IA
Mailing Address
Phone number
(563) 422-3440
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 261 |
| AUM (Assets Under Management) | $ 44,252,703 |
Red Flags
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