Johanna Wallengren
Professional summary
Johanna Wallengren, who also goes by Johanna Alejandra Garcia, is a registered financial professional currently at VIEWTRADE SECURITIES, INC. located in Boca Raton, Florida.
Johanna is registered as a RR (Registered Representative) and started their career in finance in 2006. Johanna has worked at 4 firms and has passed the Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Johanna Wallengren's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 1, 2019 - Present
VIEWTRADE SECURITIES, INC.
Office #1: 7280 W. Palmetto Park Rd. Suite 310, Boca Raton, FL 33433February 9, 2011 - April 7, 2018
NATIONAL SECURITIES CORPORATION
June 20, 2007 - February 24, 2018
VFINANCE INVESTMENTS, INC
September 19, 2006 - June 11, 2007
PORTFOLIO RESOURCES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
VIEWTRADE SECURITIES, INC.
CRD#: 46987 / SEC#: , 8-51605
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
| Arbitration | 1 |
Red Flags
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Company Information
VIEWTRADE SECURITIES, INC.
CRD#: 46987Boca Raton, FL 33433TRUST BUT VERIFY
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