David C. Misch
Professional summary
David Craig Misch is a registered financial professional currently at LIVINGFREE SECURITIES, LLC located in Manhattan Beach, California.
David is registered as a RR (Registered Representative) and started their career in finance in 2002. David has worked at 4 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Craig Misch's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 4, 2023 - Present
LIVINGFREE SECURITIES, LLC
Office #1: 1300 Highland Avenue Suite 111, Manhattan Beach, CA 90266October 14, 2019 - October 5, 2023
STONELIVING SECURITIES, LLC
August 27, 2014 - December 11, 2018
WELLS FARGO SECURITIES, LLC
May 21, 2002 - August 11, 2014
HOULIHAN LOKEY CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/18/2024)
(4/8/2024)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamFINRA
Current Firm
LIVINGFREE SECURITIES, LLC
CRD#: 325166 / SEC#: , 8-71055
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
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