Bradley Gilbert

THRIVE PORTFOLIOS

SAN DIEGO, CA 92109

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CRD#: 4458821

Professional summary

Bradley Gilbert is a registered financial advisor currently at THRIVE PORTFOLIOS located in San Diego, California.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Bradley has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thrive Portfolios, Inc., Investment-Related, 8260 Ainsley Ct., San Diego, CA 92123, Owner, Started February 2021, 2 hours per week- all during securities trading hours. Delta Companies, LLC., which is not investment-related, 8260 Ainsley Ct., San Diego, CA 92123, Consulting, Owner, Started May 2023, 2 hours per week- not during securities trading hours. I provide consulting services related to property management.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 15, 2021 - Present

THRIVE PORTFOLIOS

Office #1: 1650 Garnet Ave. #1137, San Diego, CA 92109

RIA

CRD#: 314414

SAN DIEGO, CA

Past

May 30, 2023 - November 6, 2023

CRESTA ADVISORS

RIA

CRD#: 169641

San Diego, CA

Past

September 6, 2019 - January 6, 2021

IMPACT INVESTORS

RIA

CRD#: 289028

SAN FRANCISCO, CA

Past

October 2, 2001 - December 21, 2001

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/6/2019

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/13/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/10/2021

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/1/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

THRIVE PORTFOLIOS

THRIVE PORTFOLIOS | THRIVE PORTFOLIOS, INC.

CRD#: 314414 / SEC#:

California

Registered Investment Advisory firm - (6/15/2021 Approved)

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Contact information

Main Address

1650 Garnet Ave. #1137, San Diego, CA 92109

Mailing Address

Phone number

(858) 208-0405

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	51
AUM (Assets Under Management)	$ 2,237,856

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Bradley Gilbert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Gilbert's CRS (Customer Relationship Summary).

Certified licenses

Experience

THRIVE PORTFOLIOS

CRESTA ADVISORS

IMPACT INVESTORS

NATIONAL PLANNING CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 9/6/2019

Series 63

Date: 10/13/2001

SIE

Date: 2/10/2021

Series 6

Date: 10/1/2001

Current Firm

THRIVE PORTFOLIOS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THRIVE PORTFOLIOS

TRUST BUT VERIFY

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