ZB
Zachary Butler
KESTRA PRIVATE WEALTH SERVICES
BRADENTON, FL
Some features on this profile are disabled
CRD#: 4458579
ZB
Professional summary
Zachary Butler, who also goes by Zachary Butler, Zachary Imes Butler, is a registered financial advisor currently at KESTRA PRIVATE WEALTH SERVICES, LLC located in Bradenton, Florida and KESTRA INVESTMENT SERVICES, LLC located in Melbourne, Florida.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Zachary has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zachary Butler | Zachary Imes Butler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: MEDSPA EXPANSION GROUP POSITION: Member. Managing Partner. NATURE: The LLC will invest in Medspas. We will partner with existing medspas when they need to expand. Pretty straightforward business investment that doesn't require ongoing management once the investment is made. If this were just one spa, I'd submit as a passive investment, but I'm submitting as an OBA because the longer-term plan is to invest in multiple locations. Right now it's a partnership with one spa owner only, but over time there might be a portfolio of investments. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 7 START DATE: 09/01/2021 ADDRESS: 20280 N. Hazelcrest Rd, PALATINE IL 60074, United States DESCRIPTION: We will be making investments in growing medspas. I'll be responsible for preparing the documents, and interacting with the medspa owners, accountants, and attorneys. Business Name: THREE BRIDGES PLANNING POSITION: Financial Advisor NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 03/10/2023 ADDRESS: 304 S. Harbor City Blvd, Suite 200, Melbourne FL 32901, United States DESCRIPTION: Same duties I have currently at Ceres Wealth. Acting as a licensed financial advisor, primarily doing advisory business, as well as some insurance and planning business. Business Name: FL ZIB INC POSITION: Manager NATURE: Tax entity for Kestra income INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2023 ADDRESS: 4612 Barracuda Dr, Bradenton FL 34208, United States DESCRIPTION: This entity just receives 100% of my Kestra or insurance prodcution income, then is used to distribute my income, pay my expenses to Three Bridges, contribute to my retirement, and pay taxes, etc. Business Name: PALATINE IL RENTAL POSITION: Landlord NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 20280 Hazelcrest Rd, Palatine IL 60074, United States DESCRIPTION: Property management. Business Name: ST PETE RENTAL POSITION: Landlord NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2023 ADDRESS: 727 Highland St N, St. Petersburg FL 33701, United States DESCRIPTION: Property management.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Butler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 12, 2020 - Present
KESTRA PRIVATE WEALTH SERVICES, LLC
Office #2: 110 N. Brockway Street Ste 230, Palatine, IL 60074Office #3: 304 S. Harbor City Blvd. Suite 200, Melbourne, FL 32901RIA
CRD#: 155193
BRADENTON, FL
Current
May 7, 2020 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 304 S. Harbor City Blvd. Suite 200, Melbourne, FL 32901BD
CRD#: 42046
Melbourne, FL
Past
November 16, 2010 - May 13, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DEER PARK, IL
Past
November 12, 2010 - May 13, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DEER PARK, IL
Past
January 3, 2002 - November 16, 2010
EDWARD JONES
RIA
CRD#: 250
DELAVAN, WI
Past
December 4, 2001 - November 16, 2010
EDWARD JONES
BD
CRD#: 250
DELAVAN, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(5/7/2020)
RR
Colorado(5/7/2020)
RR
Florida(5/7/2020)
IAR
Florida(1/26/2022)
RR
Illinois(5/7/2020)
IAR
Illinois(5/12/2020)
RR
Minnesota(5/7/2020)
RR
Mississippi(10/13/2023)
RR
New York(3/20/2023)
RR
Tennessee(4/23/2024)
RR
Texas(5/7/2020)
IAR
Texas(7/27/2023)
RR
Wisconsin(5/7/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KESTRA PRIVATE WEALTH SERVICES, LLC
1626 WEALTH MANAGEMENT | WOODS ASSET MANAGEMENT | WASHINGTON WEALTH MANAGEMENT, LLC | WASHINGTON WEALTH MANAGEMENT | VINTAGE WEST CAPITAL MANAGEMENT | TIGER WEALTH MANAGEMENT | STONE BEACON CAPITAL | STEVEN POLLACK & ASSOCIATES | SELECT WEALTH ADVISERS | SADE GROUP PRIVATE WEALTH MANAGEMENT | PSM PRIVATE WEALTH MANAGEMENT | PROSPERITY POINT WEALTH MANAGEMENT | POINT WEST INVESTMENT SOLUTIONS | PACILIO WEALTH MANAGEMENT | PACIFIC POINT ASSET MANAGEMENT | OVERLAKE PARTNERS | MIDDLEBURG WEALTH MANAGEMENT | MARTUCCI ADAMS WEALTH ADVISORS | LANGLEY PACIFIC PARTNERS | KIMBALL CREEK PARTNERS | KESTRA PRIVATE WEALTH SERVICES, LLC | JC WEST & ASSOCIATES | INTRINSIC WEALTH ADVISORS | FREEDOM POINTE WEALTH ADVISORS | FIRST POINT FINANCIAL MANAGEMENT | DOMARI WEALTH MANAGEMENT | DJH FINANCIAL SERVICES | DICKINSON GRAHAM CAPITAL MANAGEMENT | DESIGNS OF FAUQUIER COUNTY | CALIFORNIA WEALTH TRANSITIONS | BARBER INVESTMENT PARTNERS | AVION ASSET MANAGEMENT
CRD#: 155193 / SEC#: 801-71936
RIA
Registered Investment Advisory firm - (11/22/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Bldg. 2 Ste 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
198
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 27,816 |
| AUM (Assets Under Management) | $ 10,210,576,595 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
