EW
Emily G. Wood
GRIMES & COMPANY
WESTBOROUGH, MA 01581
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CRD#: 4457998
EW
Professional summary
Emily Grimes Wood, CFP®, who also goes by Emily Anna Grimes, is a registered financial advisor currently at GRIMES & COMPANY located in Westborough, Massachusetts.
Emily is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Emily has worked at 4 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emily Anna Grimes
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INDEPENDENT INSURANCE AGENT; NOT INVESTMENT-RELATED; 110 TURNPIKE RD, SUITE 100, WESTBOROUGH, MA 0158; SOLE PROPRIETOR; FIXED INSURANCE SALES; 10% OF TIME DEVOTED TO INSURANCE SALES. 2) NEW ENGLAND BOTANICAL GARDEN AT TOWER HILL; NOT INVESTMENT-RELATED; BOYLSTON, MA; NON PROFIT BOTANICAL GARDEN; ASSISTANT TREASURER; STARTED 07/2023; APPROXIMATELY 6 HOURS PER MONTH, 2 HOURS DURING SECURITIES TRADING HOURS; ATTEND MEETINGS, HELP CREATE BUDGET, ETC. I WILL ALSO BE ADDED TO BANK ACCOUNT AT WEBSTER FIVE AS A SIGNER AND TO INVESTMENT ACCOUNT AT CHARLES SCHWAB AS A SIGNER. I WOULD ONLY NEED TO SIGN IF NONE OF THEY OTHER SIGNERS ARE AVAILABLE. THE CEO IS OUR FIRST SIGNER, THEN THE CFOO, THEN IT WOULD BE THE BOARD PRESIDENT, TREASURER AND THEN ME. 3) MCNULTY WOMEN'S INSTITUTE FOR WOMEN'S LEADERSHIP; NOT INVESTMENT-RELATED; 800 LANCASTER AVE, VILLANOVA, PA 19085 (TOLENTINE HALL, SUITE 203); STEERING COMMITTEE MEMBER; STARTED 09/2022; APPROXIMATELY 4 HOURS PER MONTH. 4) WORCESTER ART MUSEUM; INVESTMENT-RELATED; 55 SALISBURY ST, WORCESTER, MA 01609; INVESTMENT COMMITTEE MEMBER; STARTED 01/2014; APPROXIMATELY 1 HOUR PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Emily Grimes Wood's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
December 9, 2002 - Present
GRIMES & COMPANY
Office #1: One Technology Drive Suite 100, Westborough, MA 01581RIA
CRD#: 109420
WESTBOROUGH, MA
Past
September 21, 2009 - September 30, 2025
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
WESTBOROUGH, MA
Past
October 22, 2002 - September 18, 2009
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
WESTBOROUGH, MA
Past
November 29, 2001 - October 22, 2002
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
G&
GRIMES & COMPANY
GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY
CRD#: 109420 / SEC#: 801-57193
RIA
Registered Investment Advisory firm - (1/28/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(12/9/2002)
IAR
Texas(1/8/2007)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
G&
GRIMES & COMPANY
GRIMES & CO INC | GRIMES & COMPANY, LLC | GRIMES & COMPANY, INC. | GRIMES & COMPANY WEALTH MANAGEMENT, LLC | GRIMES & COMPANY
CRD#: 109420 / SEC#: 801-57193
RIA
Registered Investment Advisory firm - (1/28/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Technology Drive Suite 100, Westborough, MA 01581
Mailing Address
Phone number
(508) 366-3883
Established
Firm type
Fiscal year end
# of Employees
53
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,415 |
| AUM (Assets Under Management) | $ 5,592,556,041 |
Red Flags
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Company Information
GRIMES & COMPANY
CRD#: 109420Westborough, MA 01581TRUST BUT VERIFY
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