JM
Joanna Moran
CETERA INVESTMENT ADVISERS LLC
RENO, NV 89511
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CRD#: 4457945
JM
Professional summary
Joanna Moran, AIF®, CFP®, who also goes by Joanna Brost, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Reno, Nevada and CETERA WEALTH SERVICES, LLC located in Reno, Nevada.
Joanna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Joanna has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joanna Brost
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: N/A APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE 2.NAME OF OTHER BUSINESS: LUIS AND JOANNA MORAN INVESTMENT RELATED: NO ADDRESS: 2457 HIBERNICA LN. SPARKS, NV 89436 NATURE OF BUSINESS: RESIDENTIAL RENTAL START DATE: 12/01/2015 POSITION/TITLE/RELATIONSHIP: CO-OWNER APX NUMBER OF HOURS PER WEEK: 0 APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: RECIEVES RENT AS PAYMENT FOR MORTGAGE AND EXPENSES 3. NAME OF OTHER BUSINESS: GREATER NEVADA CREDIT UNION; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: CREDIT UNION; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; START DATE: 12/2017L APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDING INVESTMENT SERVICES; 4. NAME OF OTHER BUSINESS: GREATER NEVADA FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 12/2017; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES; 5. NAME OF OTHER BUSINESS: TAHOE RIM WEALTH ADVISORS, LLC; INVESTMENT RELATED: YES; ADDRESS: 481 EAGLE STATION LANE, CARSON CITY, NV 89701; NATURE OF BUSINESS: INSURANCE AND FINANCIAL SERVICES / BOOK-KEEPING; START DATE: 08/2019; POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR / MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 5; BRIEF DESCRIPTION OF DUTIES: INSURANCE, FINANCIAL SERVICES, AND BOOK-KEEPING 6. NAME OF OTHER BUSINESS: BUCZYNA LLC; INVESTMENT RELATED: NO; ADDRESS: P O BOX 18581 RENO NV 89511; NATURE OF BUSINESS: REAL ESTATE RENTAL; START DATE: 3/2021; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: INVOLVED IN RENTAL OF SINGLE FAMILY RESIDENCE; 7. NAME OF OTHER BUSINESS: PEAK GC THREE LLC; INVESTMENT RELATED: NO ; ADDRESS: 114 WEST WINCHESTER STREET MURRAY, UT 84107; NATURE OF BUSINESS: HOLDING COMPANY; START DATE: 03/2024; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY INVESTMENT;
CRS (Client Relationship Summary) - RIA
Click below to view Joanna Moran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 6745 Sierra Center Parkway, Reno, NV 89511Office #2: 9770 S Virginia St, Reno, NV 89511RIA
CRD#: 105644
RENO, NV
Current
November 2, 2012 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6745 Sierra Center Parkway, Reno, NV 89511Office #2: 9770 S Virginia St, Reno, NV 89511BD
CRD#: 13572
Reno, NV
Past
November 2, 2012 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MINDEN, NV
Past
June 1, 2009 - January 21, 2011
MORGAN STANLEY
RIA
CRD#: 149777
SAN DIEGO, CA
Past
June 1, 2009 - January 21, 2011
MORGAN STANLEY
BD
CRD#: 149777
SAN DIEGO, CA
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
RIA
CRD#: 8209
SAN DIEGO, CA
Past
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC
BD
CRD#: 8209
SAN DIEGO, CA
Past
May 31, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
SAN DIEGO, CA
Past
May 31, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
BD
CRD#: 7556
SAN DIEGO, CA
Past
February 25, 2002 - June 17, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
SAN DIEGO, CA
Past
December 18, 2001 - June 17, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/5/2012)
RR
Florida(9/15/2022)
RR
Nevada(11/2/2012)
IAR
Nevada(6/29/2023)
RR
New Mexico(10/27/2023)
RR
Oregon(7/27/2021)
RR
Tennessee(9/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
