Robert W. Larsen

OPTIMA CAPITAL

Visalia, CA 93277

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CRD#: 4457629

Professional summary

Robert Wayne Larsen, who also goes by Robert W Larsen, Robert Wayne Larsen, is a registered financial advisor currently at OPTIMA CAPITAL LLC located in Visalia, California and PURSHE KAPLAN STERLING INVESTMENTS located in Visalia, California.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robert W Larsen | Robert Wayne Larsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Wayne Larsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2022 - Present

OPTIMA CAPITAL LLC

Office #1: 3745 W Caldwell Ave. Suite F, Visalia, CA 93277

RIA

CRD#: 310146

Visalia, CA

Current

August 16, 2022 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 3745 W. Caldwell Ave Suite F, Visalia, CA 93277

CRD#: 35747

Visalia, CA

Past

November 13, 2019 - July 29, 2020

OPTIMA CAPITAL LLC

RIA

CRD#: 305513

Visalia, CA

Past

November 2, 2018 - August 18, 2022

OSAIC WEALTH, INC.

RIA

CRD#: 23131

VISALIA, CA

Past

November 2, 2018 - August 18, 2022

OSAIC WEALTH, INC.

CRD#: 23131

VISALIA, CA

Past

September 5, 2017 - November 2, 2018

SIGNATOR INVESTORS, INC.

RIA

CRD#: 468

VISALIA, CA

Past

May 13, 2016 - November 2, 2018

SIGNATOR INVESTORS, INC.

CRD#: 468

VISALIA, CA

Past

October 6, 2010 - May 13, 2016

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

VISALIA, CA

Past

December 19, 2003 - October 6, 2010

NEWBRIDGE SECURITIES CORPORATION

CRD#: 104065

VISALIA, CA

Past

January 17, 2002 - January 21, 2004

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OPTIMA CAPITAL LLC

OPTIMA CAPITAL LLC | PREMIER NETWORK

CRD#: 310146 / SEC#: 801-120712

RIA

Registered Investment Advisory firm - (4/5/2021 Approved)

California

Registered Investment Advisory firm - (5/13/2021 Terminated)

Kansas

Registered Investment Advisory firm - (4/13/2021 Terminated)

Missouri

Registered Investment Advisory firm - (4/13/2021 Terminated)

Oregon

Registered Investment Advisory firm - (4/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/13/2021 Terminated)

Washington

Registered Investment Advisory firm - (5/13/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/16/2022)

California
(8/16/2022)

IAR

California
(8/16/2022)

Georgia
(8/16/2022)

Idaho
(8/16/2022)

Illinois
(8/16/2022)

Montana
(8/16/2022)

Nevada
(8/16/2022)

IAR

Oregon
(8/18/2025)

Texas
(8/16/2022)

IAR

Texas
(11/4/2022)

Utah
(8/16/2022)

Virginia
(8/16/2022)

Washington
(8/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/26/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/15/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 6/30/2008

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 1/16/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

OPTIMA CAPITAL LLC

OPTIMA CAPITAL LLC | PREMIER NETWORK

CRD#: 310146 / SEC#: 801-120712

RIA

Registered Investment Advisory firm - (4/5/2021 Approved)

California

Registered Investment Advisory firm - (5/13/2021 Terminated)

Kansas

Registered Investment Advisory firm - (4/13/2021 Terminated)

Missouri

Registered Investment Advisory firm - (4/13/2021 Terminated)

Oregon

Registered Investment Advisory firm - (4/20/2021 Terminated)

Texas

Registered Investment Advisory firm - (4/13/2021 Terminated)

Washington

Registered Investment Advisory firm - (5/13/2021 Terminated)

PREMIUM

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Contact information

Main Address

500 Sw 116th Ave., Beaverton, OR 97225

Mailing Address

10940 Sw Barnes Road # 127, Portland, OR 97225

Phone number

(503) 270-1314

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PREMIER NETWORK - ADV PART 2A (3/13/2025)

OPTIMA CAPITAL LLC - ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,409
AUM (Assets Under Management)	$ 292,800,549

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert W. Larsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Wayne Larsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

OPTIMA CAPITAL LLC

PURSHE KAPLAN STERLING INVESTMENTS

OPTIMA CAPITAL LLC

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

SIGNATOR INVESTORS, INC.

SIGNATOR INVESTORS, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

NEWBRIDGE SECURITIES CORPORATION

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

OPTIMA CAPITAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/26/2017

Series 63

Date: 1/15/2002

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 22

Date: 6/30/2008

Series 6

Date: 1/16/2002

FINRA

Current Firm

OPTIMA CAPITAL LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OPTIMA CAPITAL LLC

TRUST BUT VERIFY

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