CN
Caesar A. Naftzger
RIEDL FIRST SECURITIES COMPANY OF KANSAS
Wichita, KS 67206-4213
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CRD#: 4457297
CN
Professional summary
Caesar Augustus Naftzger is a registered financial professional currently at RIEDL FIRST SECURITIES COMPANY OF KANSAS located in Wichita, Kansas.
Caesar is registered as a RR (Registered Representative) and started their career in finance in 2002. Caesar has worked at 1 firm and has passed the Series 63, Series 52TO, Series 99TO, Series 79TO, SIE, Series 7, Series 27, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Caesar Augustus Naftzger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2002 - Present
RIEDL FIRST SECURITIES COMPANY OF KANSAS
Office #1: 1841 N. Rock Road Court, Suite 400, Wichita, KS 67206-4213Office #2: 1841 N. Rock Road Court, Suite 400, Wichita, KS 67206-4213BD
CRD#: 30812
Wichita, KS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/11/2012)
RR
Arizona(6/11/2012)
RR
Arkansas(6/11/2012)
RR
California(6/11/2012)
RR
Colorado(6/11/2012)
RR
Florida(1/2/2013)
RR
Illinois(10/31/2024)
RR
Indiana(10/10/2024)
RR
Iowa(6/11/2012)
RR
Kansas(3/21/2002)
RR
Kentucky(10/29/2019)
RR
Massachusetts(6/11/2012)
RR
Michigan(10/15/2024)
RR
Minnesota(1/15/2015)
RR
Missouri(4/12/2006)
RR
Montana(1/12/2021)
RR
Nebraska(6/11/2012)
RR
Nevada(10/10/2024)
RR
New Jersey(10/15/2024)
RR
New York(6/11/2012)
RR
North Carolina(8/29/2017)
RR
Oklahoma(4/20/2004)
RR
Oregon(10/15/2024)
RR
Texas(6/11/2012)
RR
Washington(6/11/2012)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RF
RIEDL FIRST SECURITIES COMPANY OF KANSAS
RIEDL & COMPANY | RIEDL FIRST SECURITIES COMPANY OF KANSAS
CRD#: 30812 / SEC#: , 8-45164
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
1841 N. Rock Road Court, Suite 400, Wichita, KS 67206-4213
Mailing Address
1841 N. Rock Road Court, Suite 400, Wichita, KS 67206-4213
Phone number
(316) 265-9341
Established
Kansas since 06/10/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (25 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RIEDL FIRST SECURITIES COMPANY OF KANSAS
CRD#: 30812Wichita, KS 67206-4213TRUST BUT VERIFY
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