Kimberly J. Galbraith

EPIC WEALTH MANAGEMENT

OKLAHOMA CITY, OK 73116

Some features on this profile are disabled

CRD#: 4456883

Professional summary

Kimberly Jo Galbraith, who also goes by Kimberly Jo Helm, is a registered financial advisor currently at EPIC WEALTH MANAGEMENT, LLC located in Oklahoma City, Oklahoma.

Kimberly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Kimberly has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kimberly Jo Helm

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

K&M Louisiana Properties, LLC - Owner; lease commercial warehouse space to oil and gas facilities for storage of LCM Chemicals. Owner of residential real estate business, leases residential homes to individuals. K&M Wealth Management, LLC - Owner; investment-related; invests in real estate and other non-publicly traded, private investments (i.e., startups, etc.); formed in April 2022 Lazy Bee Farms, LLC - Owner; non-investment related (agriculture farm - bee products); formed July 2023

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Jo Galbraith's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2022 - Present

EPIC WEALTH MANAGEMENT, LLC

Office #1: 7406 N Classen Blvd, Oklahoma City, OK 73116

RIA

CRD#: 297643

OKLAHOMA CITY, OK

Past

June 1, 2018 - April 12, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

EDMOND, OK

Past

May 31, 2018 - April 12, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

EDMOND, OK

Past

April 24, 2018 - June 1, 2018

PFS INVESTMENTS INC.

RIA

CRD#: 10111

ENID, OK

Past

November 12, 2001 - June 1, 2018

PFS INVESTMENTS INC.

CRD#: 10111

ENID, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

EPIC WEALTH MANAGEMENT, LLC

EPIC WEALTH MANAGEMENT | EPIC WEALTH MANAGEMENT, LLC

CRD#: 297643 / SEC#: 801-113589

RIA

Registered Investment Advisory firm - (7/12/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(2/11/2025)

IAR

Oklahoma
(4/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/31/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/3/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/10/2001

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/2/2005

Investment Company Products/Variable Contracts Principal Examination

Current Firm

EPIC WEALTH MANAGEMENT, LLC

EPIC WEALTH MANAGEMENT | EPIC WEALTH MANAGEMENT, LLC

CRD#: 297643 / SEC#: 801-113589

RIA

Registered Investment Advisory firm - (7/12/2018 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

7406 N Classen Blvd, Oklahoma City, OK 73116

Mailing Address

Phone number

(405) 257-0301

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE - JULY 2025 (7/8/2025)

ADV PART 2A - JULY 2025 (7/8/2025)

Regulatory assets under management

Total Number of Accounts	389
AUM (Assets Under Management)	$ 112,286,504

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stacey Hyde

ENVISION FINANCIAL PLANNING, LLC

IAR

Memphis, TN

Kermit Cottrell

STATE FARM VP MANAGEMENT CORP.

Dunwoody, GA

Sandy Giglio

INNOVATION PARTNERS LLC

Charlotte, NC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kimberly J. Galbraith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kimberly Jo Galbraith's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

PFS INVESTMENTS INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

EPIC WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/31/2018

Series 63

Date: 11/17/2001

SIE

Date: 10/1/2018

Series 7

Date: 7/3/2018

Series 6

Date: 11/10/2001

Series 26

Date: 7/2/2005

Current Firm

EPIC WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

EPIC WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors