Joseph E. Scocca
Professional summary
Joseph Edward Scocca is a registered financial advisor currently at GSG ADVISORS LLC located in Mount Laurel, New Jersey.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joseph has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Edward Scocca's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2004 - Present
GSG ADVISORS LLC
Office #1: 307 Fellowship Road Suite 202, Mount Laurel, NJ 08054July 26, 2006 - May 15, 2009
THE KEYSTONE EQUITIES GROUP, L.P.
June 9, 2003 - July 30, 2004
HORNOR, TOWNSEND & KENT, LLC
June 2, 2003 - July 30, 2004
HORNOR, TOWNSEND & KENT, LLC
January 14, 2002 - May 13, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
GSG ADVISORS LLC
CRD#: 131511 / SEC#: 801-63239
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/2/2004)
Exams
Current Firm
GSG ADVISORS LLC
CRD#: 131511 / SEC#: 801-63239
Contact information
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 503 |
| AUM (Assets Under Management) | $ 714,807,528 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/04/2025 | ||
| 01/16/2024 | ||
| 01/30/2023 |
Red Flags
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