Seth D. Leibick
Professional summary
Seth D Leibick, CIMA®, who also goes by Seth David Leibick, Seth Leibick, is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in San Francisco, California.
Seth is registered as a RR (Registered Representative) and started their career in finance in 2001. Seth has worked at 8 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Seth D Leibick's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2022 - Present
EATON VANCE DISTRIBUTORS, INC.
Office #1: 555 California Street 14th Floor, San Francisco, CA 94104July 14, 2014 - January 15, 2022
MORGAN STANLEY DISTRIBUTION, INC.
January 2, 2014 - June 20, 2014
VAN ECK SECURITIES CORPORATION
April 16, 2008 - December 6, 2013
FRED ALGER & COMPANY, LLC
December 13, 2004 - April 18, 2008
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
March 21, 2003 - December 13, 2004
CITIGROUP GLOBAL MARKETS INC.
April 23, 2002 - March 11, 2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 12, 2001 - February 25, 2002
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2022)
Exams
Series 55
Date: 11/1/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
EATON VANCE DISTRIBUTORS, INC.
CRD#: 37731 / SEC#: , 8-47939
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | SHAREHOLDER | |
| FAHEY, LAWRENCE LOUIS | PRINCIPAL OPERATIONS OFFICER | 2097212 |
| FAMIGLIETTI, FRANK J | DIRECTOR | 2702269 |
| KASETA, LYNN M | CHIEF COMPLIANCE OFFICER | 6451373 |
| KUSH, ANTHONY N | PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER | 7463692 |
| LEFEVRE, BENJAMIN WILLIAM | TEXAS DESIGNATED PRINCIPAL | 2261749 |
| LEIMENSTOLL, ANDREW JOHN | DIRECTOR | 4640636 |
| MICHAUD, DAVID ANDREW | DIRECTOR | 2730645 |
| WITKOS, MATTHEW JOSEPH | PRESIDENT, CEO, AND DIRECTOR | 2034689 |
Red Flags
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