Edward A. Kingery

CETERA INVESTMENT ADVISERS LLC

HUNTINGTON, WV 25701

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CRD#: 4455823

Professional summary

Edward Alexander Kingery, who also goes by Alex Kingery, Edward A Kingery, Edward A Kingery, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Huntington, West Virginia and CETERA INVESTMENT SERVICES LLC located in Huntington, West Virginia.

Edward is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Edward has worked at 6 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alex Kingery | Edward A Kingery | Edward A Kingery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NCAA FOOTBALL SPORTS OFFICIAL, 4/HRS/WK; 2. VOLUNTEER BOARD OF DIRECTORS FOR WV STATE BAR CLIENT PROTECTION FUND, SERVE ON A COMMITTEE-REVIEW (AND DECISION) CLAIMS MADE BY MEMBERS OF THE GENERAL PUBLIC, 1/HR/QUARTER; 3. WVSSAC SPORTS OFFICIAL FOR HIGH SCHOOL BASKETBALL AND FOOTBALL GAMES, 10/HRS/WK 4. TRUST INVESTMENT COMMITTEE FOR MCNB BANK & TRUST, GROUP MEETS MONTHLY AND ANALYZES A SLECT GROUP OF ACCOUNTS. ROLE OF THE COMMITTEE IS TO ENSURE THAT THE ACCOUNTS MEET THE VARIOUS INTERNAL CONTROLS ESTABLISHED BY THE BANK, DOES NOT PLACE OR HANDLE SECURITIES TRANSACTIONS, DOES NOT RECOMMEND SPECIFIC SECURITIES TRANSACTIONS, NOR MAKE INVESTMENTS DECISIONS 5. INVESTMENT REFERRALS FROM MCNB BANK & TRUST

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Alexander Kingery's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 28, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 313 10th St, Huntington, WV 25701

RIA

CRD#: 105644

HUNTINGTON, WV

Current

April 26, 2023 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 313 10th St, Huntington, WV 25701Office #2: 949 3rd Ave Suite 100b, Huntington, WV 25701Office #3: 75 Wyoming Street, Welch, WV 24801

CRD#: 15340

Huntington, WV

Past

August 4, 2020 - May 10, 2023

WESBANCO SECURITIES, INC.

RIA

CRD#: 43276

Nitro, WV

Past

July 15, 2020 - May 10, 2023

WESBANCO SECURITIES, INC.

CRD#: 43276

Nitro, WV

Past

July 6, 2005 - December 16, 2011

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

CHARLESTON, WV

Past

July 6, 2005 - December 16, 2011

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHARLESTON, WV

Past

September 25, 2003 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA

CRD#: 16999

ELKVIEW, WV

Past

September 24, 2003 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

March 28, 2002 - September 15, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

CHARLESTON, WV

Past

February 13, 2002 - September 15, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(4/26/2023)

Kentucky
(6/9/2023)

Ohio
(6/26/2023)

Virginia
(5/31/2023)

IAR

West Virginia
(4/28/2023)

West Virginia
(5/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/15/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/28/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/5/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward A. Kingery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Alexander Kingery's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

WESBANCO SECURITIES, INC.

WESBANCO SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

BANC ONE SECURITIES CORPORATION

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2002

Series 7TO

Date: 7/15/2020

SIE

Date: 2/28/2020

Series 7

Date: 2/5/2002

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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