Eduardo Bustani
Professional summary
Eduardo Bustani was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Eduardo is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Eduardo had worked at 1 firm, which includes GLOBAL FINANCIAL SERVICES L.L.C..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2001 - May 30, 2008
GLOBAL FINANCIAL SERVICES, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 3/6/2005
Limited Representative-Equity Trader ExamCurrent Firm
GLOBAL FINANCIAL SERVICES, L.L.C.
CRD#: 35699 / SEC#: , 8-46866
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GFS HOLDINGS, LLC | MEMBER | |
| CATHRINER, WILLIAM WALTER II | CHIEF COMPLIANCE OFFICER | 1686950 |
| CHAPA, GERARDO ARTURO | MANAGING DIRECTOR | 1451790 |
| DREPAUL, ROSHNI | FINANCIAL OPERATIONS PRINCIPAL | 6487453 |
| IBARRA, JORGE EDUARDO | CHIEF OPERATING OFFICER | 3079569 |
| MEDRANO, DILIA ELIZABETH | COMPLIANCE REGISTERED OPTIONS PRINCIPAL | 4626600 |
| TELLEZ, ALFREDO | SENIOR VICE PRESIDENT & DIRECTOR | 2616322 |
| VILLARREAL GUERRA, VICTOR MANUEL | DIRECTOR | 5310319 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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