VZ
Vlastimir Zivkov
CETERA WEALTH SERVICES
Parma, OH 44129
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CRD#: 4455346
VZ
Professional summary
Vlastimir Zivkov is a registered financial professional currently at CETERA WEALTH SERVICES, LLC located in Parma, Ohio.
Vlastimir is registered as a RR (Registered Representative) and started their career in finance in 2004. Vlastimir has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HD Vest Insurance Agency, LLC~'IR'~6333 North State Highway 161, 4th Floor~Irving~TX~75038~Equity Indexed Annuity~Agent~2/21/2019~20hrs~20hrs~I may have the ability to sell any, or all of the following products: variable annuities, fixed annuities, any/all types of index annuities, variable insurance (e.g. VUL/VIL).|RENTAL PROPERTY~'NIR'~1801 STONEY RUN CIRCLE~BROADVIEW HTS~OH~44147~Rental Property~Owner~1/1/2016~1hrs~0hrs~COLECT RENT NEGOTIATE LEASING OVERSEEING REPEARS ADVERTISING WHEN NEEDED|RENTAL PROPERTY~'NIR'~3299 HARRIS RD~BROADVIEW HTS~OH~44147~Rental Property~Owner~9/10/2010~2hrs~0hrs~COLECT RENT OVERSEING REPEARS LEASING NEGOTIATIONS ADVERTISING WHEN NEEDED|
CRS (Client Relationship Summary) - BD
Click below to view Vlastimir Zivkov's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 6485 Ridge Road, Parma, OH 44129BD
CRD#: 13572
Parma, OH
Past
February 28, 2019 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Parma, OH
Past
February 27, 2019 - December 5, 2022
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Broadview Heights, OH
Past
March 25, 2017 - November 1, 2017
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
CLEVELAND, OH
Past
March 25, 2017 - November 1, 2017
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
CLEVELAND, OH
Past
November 10, 2010 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
RIA
CRD#: 14251
BROADVIEW HEIGHTS, OH
Past
October 20, 2010 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
BROADVIEW HEIGHTS, OH
Past
August 29, 2007 - April 15, 2010
CHASE INVESTMENT SERVICES CORP.
RIA
CRD#: 25574
PARMA, OH
Past
August 15, 2007 - April 15, 2010
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
PARMA, OH
Past
July 11, 2006 - August 7, 2007
THE HUNTINGTON INVESTMENT COMPANY
RIA
CRD#: 16986
PARMA, OH
Past
July 11, 2006 - August 7, 2007
THE HUNTINGTON INVESTMENT COMPANY
BD
CRD#: 16986
PARMA, OH
Past
May 27, 2004 - June 1, 2006
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BEACHWOOD, OH
Past
April 14, 2004 - June 1, 2006
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Past
February 20, 2004 - April 30, 2004
WALL STREET INVESTMENTS, INC.
BD
CRD#: 43117
EUCLID, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Ohio(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CETERA WEALTH SERVICES, LLC
CETERA ADVISOR NETWORKS LLC | GORDON SIMMERS SECURITY CORPORATION | FIRST ASSET MANAGEMENT CORPORATION | FINANCIAL NETWORK INVESTMENT CORPORATION | CETERA WEALTH SERVICES, LLC | CETERA NETWORKS
CRD#: 13572 / SEC#: 801-47342, 8-29577
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2301 Rosecrans Ave #5100 Suite 5100, El Segundo, CA 90245-5672
Mailing Address
Po Box 983, Saint Cloud, MN 56302
Phone number
(800) 879-8100
Established
Delaware since 12/31/2012
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,881
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CETERA FINANCIAL GROUP, INC. | SOLE MEMBER | |
| BUCHHEISTER, JEFFREY ROBERT | CHIEF FINANCIAL OFFICER | 4709900 |
| BUDEVICH, SERGE | VICE PRESIDENT AND TAX OFFICER | 7996345 |
| BURKOTT, DANIEL PAUL | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 4710068 |
| COAXUM, KOFI SULE | VICE PRESIDENT | 5150018 |
| DOWELL, RODNEY CAMMERON | PRINCIPAL FINANCIAL OFFICER AND VICE PRESIDENT | 7376607 |
| FRIES, MATTHEW NEIL KALANI | VICE PRESIDENT | 2723824 |
| GOK, LISA ANNE | SECRETARY | 5059738 |
| GOOLEY, THOMAS ANDREW | MANAGER | 4526760 |
| HALLORAN, THOMAS WILLIAM | VICE PRESIDENT | 1921834 |
| HOLWEGER, KIMBERLEY | CHIEF OPERATING OFFICER AND PRINCIPAL OPERATIONS OFFICER | 1572778 |
| LEE, WINNIE AI-LING | ASSISTANT SECRETARY | 7381661 |
| MACKAY, TODD CHRISTOPHER | CHIEF EXECUTIVE OFFICER | 2799860 |
| MCCALLOP, PATRICIA RUTHERFORD | BROKER DEALER CO-CHIEF COMPLIANCE OFFICER | 5059176 |
| MIZUGUCHI, MAURA | CHIEF ACCOUNTING OFFICER AND TREASURER | 5769181 |
| NEARY, JOSEPH DANIEL | MANAGER AND VICE PRESIDENT | 2993505 |
| RAMOS, RAMON | MONEY LAUNDERING REPORTING OFFICER | 2160203 |
| SMILEY, STANLEY ROBERT | VICE PRESIDENT | 3004604 |
| STINSON, TIMOTHY EARL MCCOY | PRESIDENT AND MANAGER | 2272183 |
| STONE, TIMOTHY PATRICK | VICE PRESIDENT | 3038963 |
| VAN HAVERMAAT, DAVID JAMES | ASSISTANT SECRETARY | 7042846 |
| WATTS, ANDREW DAVID | VICE PRESIDENT | 4780880 |
Regulatory assets under management
| Total Number of Accounts | 192,956 |
| AUM (Assets Under Management) | $ 46,651,447,975 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 2 |
| Arbitration | 15 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
