Michael L. Busch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lee Busch, who also goes by Michael Busch, Michael Lee Busch, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2001. Michael had worked at 9 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2023 - July 7, 2023
THE LEADERS GROUP, INC.
July 7, 2020 - May 11, 2021
COUNTRY CAPITAL MANAGEMENT COMPANY
December 2, 2019 - February 18, 2020
STATE FARM VP MANAGEMENT CORP.
January 16, 2019 - April 2, 2019
OSAIC INSTITUTIONS, INC.
July 13, 2018 - April 2, 2019
OSAIC INSTITUTIONS, INC.
July 19, 2016 - October 16, 2017
AMERIPRISE FINANCIAL SERVICES, LLC
January 1, 2007 - October 16, 2017
RIVERSOURCE DISTRIBUTORS, INC.
October 12, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
October 12, 2004 - January 1, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
June 20, 2003 - September 8, 2004
WELLS FARGO INVESTMENTS, LLC
April 22, 2002 - September 17, 2002
INVESTMENT CENTERS OF AMERICA, INC.
December 14, 2001 - May 1, 2002
IDS LIFE INSURANCE COMPANY
December 14, 2001 - May 1, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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