Kimberly R. Key
Professional summary
Kimberly Ruth Key, who also goes by Kimberly Ruth Fontenot, Kimberly Ruth Hillyer, Kimberly R Key, Kimberly Ruth Spoon, is a registered financial advisor currently at CWA ASSET MANAGEMENT GROUP located in Naples, Florida and THE LEADERS GROUP, INC. located in Naples, Florida.
Kimberly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Kimberly has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, Series 52TO, SIE, Series 7, Series 14, Series 24, Series 10, Series 9 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kimberly Ruth Key's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 25, 2021 - Present
CWA ASSET MANAGEMENT GROUP
Office #1: 9130 Galleria Court Third Floor, Naples, FL 34109June 24, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 9130 Galleria Court Third Floor, Naples, FL 34109January 24, 2022 - March 27, 2025
CW INSTITUTIONAL, LLC
February 24, 2021 - December 31, 2022
CWA NAPLES, LLC
February 16, 2016 - August 27, 2020
KEEL POINT, LLC
February 16, 2016 - August 27, 2020
KEEL POINT CAPITAL, LLC
January 21, 2014 - May 15, 2015
MORGAN STANLEY
January 16, 2013 - May 15, 2015
MORGAN STANLEY
November 5, 2009 - September 15, 2011
STONEX SECURITIES INC.
October 13, 2005 - September 15, 2011
CUSO PARTNERS, LLC
June 14, 2004 - September 15, 2011
STERNE, AGEE & LEACH, INC.
December 12, 2001 - July 2, 2004
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
CWA ASSET MANAGEMENT GROUP
CRD#: 158940 / SEC#: 801-79715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/25/2021)
(6/24/2025)
Exams
Series 7TO
Date: 2/23/2024
General Securities Representative ExaminationSeries 52TO
Date: 2/23/2024
Municipal Securities Representative ExaminationFINRA
Current Firm
CWA ASSET MANAGEMENT GROUP
CRD#: 158940 / SEC#: 801-79715
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,702 |
| AUM (Assets Under Management) | $ 4,065,327,201 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/05/2025 | ||
| 12/20/2024 | ||
| 10/13/2023 | ||
| 12/09/2022 |
Red Flags
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