Dawn S. Nicoles
SANCHEZ WEALTH MANAGEMENT GROUP | Financial Advisor
Jacksonville, FL 32256-6038
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CRD#: 4454340
Professional summary
Dawn Sanchez Nicoles, CFP®, who also goes by Dawn Nicoles, Dawn Lynn Sanchez, Dawn Sanchez-bassett, is a registered financial advisor currently at SANCHEZ WEALTH MANAGEMENT GROUP, LLC located in Jacksonville, Florida and LPL FINANCIAL LLC located in Mill Valley, California.
Dawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Dawn has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Retirement Income Management
Insurance Planning
Comprehensive Financial Planni...
Life Transitions
Budgeting
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Dawn Nicoles | Dawn Lynn Sanchez | Dawn Sanchez-Bassett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/04/2024 - Sanchez Wealth Management Group, LLC- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) - Start Date 09/20/2024 2. 10/09/2024 - Sanchez Wealth Management Group - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 09/20/2024 - 173 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Sanchez Wealth Management Group, an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 173 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 07/17/2025 - Dawn S Nicoles LLC - Business Entity For Tax/Investment Purposes Only - Ponte Vedra Beach, FL - Not Inv Rel - Start Date 06/06/2025 - 0 Hours Per Month/ 0 Hours During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Dawn Sanchez Nicoles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
October 4, 2024 - Present
SANCHEZ WEALTH MANAGEMENT GROUP, LLC
Office #1: 5150 Belfort Rd., Suite 702, Jacksonville, FL 32256-6038Office #2: 265 Miller Avenue, Mill Valley, CA 94965RIA
CRD#: 169274
Jacksonville, FL
Current
October 4, 2024 - Present
LPL FINANCIAL LLC
Office #1: 265 Miller Avenue, Suite 200, Mill Valley, CA 94941Office #2: 5150 Belfort Rd,ste 702, Jacksonville, FL 32256RIA
BD
CRD#: 6413
Mill Valley, CA
Past
November 27, 2001 - October 7, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
SAN FRANSCSCO, CA
Past
November 5, 2001 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
November 5, 2001 - October 7, 2024
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
SAN FRANSCSCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SANCHEZ WEALTH MANAGEMENT GROUP, LLC
SANCHEZ WEALTH MANAGEMENT GROUP, LLC
CRD#: 169274 / SEC#: 801-78772
RIA
Registered Investment Advisory firm - (11/12/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/4/2024)
RR
California(10/4/2024)
IAR
California(10/4/2024)
RR
Florida(10/4/2024)
IAR
Florida(10/8/2024)
RR
Hawaii(10/4/2024)
RR
Idaho(5/3/2025)
RR
Illinois(10/4/2024)
RR
Maine(10/4/2024)
RR
Maryland(10/4/2024)
RR
Montana(10/4/2024)
RR
Nebraska(10/4/2024)
RR
Nevada(10/4/2024)
RR
New York(10/4/2024)
RR
Oregon(10/4/2024)
RR
Tennessee(10/4/2024)
RR
Virginia(10/4/2024)
RR
Washington(10/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SANCHEZ WEALTH MANAGEMENT GROUP, LLC
SANCHEZ WEALTH MANAGEMENT GROUP, LLC
CRD#: 169274 / SEC#: 801-78772
RIA
Registered Investment Advisory firm - (11/12/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5150 Belfort Rd., Suite 702, Jacksonville, FL 32256-6038
Mailing Address
Phone number
(904) 281-9261
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,303 |
| AUM (Assets Under Management) | $ 465,471,556 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANCHEZ WEALTH MANAGEMENT GROUP, LLC
Financial AdvisorCRD#: 169274Jacksonville, FL 32256-6038TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
