Dawn S. Nicoles

SANCHEZ WEALTH MANAGEMENT GROUP | Financial Advisor

JACKSONVILLE, FL 32256-6038

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CRD#: 4454340

Professional summary

Dawn Sanchez Nicoles, CFP®, who also goes by Dawn Nicoles, Dawn Lynn Sanchez, Dawn Sanchez-bassett, is a registered financial advisor currently at SANCHEZ WEALTH MANAGEMENT GROUP, LLC located in Jacksonville, Florida and LPL FINANCIAL LLC located in Mill Valley, California.

Dawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Dawn has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

At a Glance

Min. Asset: Under $50K

Services Offered

Investment Planning

Retirement Planning

Retirement Income Management

Insurance Planning

Comprehensive Financial Planning

Life Transitions

Budgeting

Aliases

Dawn Nicoles | Dawn Lynn Sanchez | Dawn Sanchez-Bassett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Sanchez Nicoles's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

October 4, 2024 - Present

SANCHEZ WEALTH MANAGEMENT GROUP, LLC

Office #1: 5150 Belfort Rd., Suite 702, Jacksonville, FL 32256-6038

RIA

CRD#: 169274

JACKSONVILLE, FL

Current

October 4, 2024 - Present

LPL FINANCIAL LLC

Office #1: 265 Miller Avenue, Suite 200, Mill Valley, CA 94941Office #2: 5150 Belfort Rd,ste 702, Jacksonville, FL 32256

RIA

CRD#: 6413

MILL VALLEY, CA

Past

December 2, 2025 - July 14, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

November 27, 2001 - October 7, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

SAN FRANSCSCO, CA

Past

November 5, 2001 - July 3, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 5, 2001 - October 7, 2024

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

SAN FRANSCSCO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SANCHEZ WEALTH MANAGEMENT GROUP, LLC

CRD#: 169274 / SEC#: 801-78772

RIA

Registered Investment Advisory firm - (11/12/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/4/2024)

IAR

California
(10/4/2024)

Florida
(10/4/2024)

IAR

Florida
(10/8/2024)

Hawaii
(10/4/2024)

Idaho
(5/3/2025)

Illinois
(10/4/2024)

Maine
(10/4/2024)

Maryland
(10/4/2024)

Montana
(10/4/2024)

Nevada
(10/4/2024)

New York
(10/4/2024)

Ohio
(11/21/2025)

Oregon
(10/4/2024)

Tennessee
(10/4/2024)

Washington
(10/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/17/2001

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/3/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SANCHEZ WEALTH MANAGEMENT GROUP, LLC

CRD#: 169274 / SEC#: 801-78772

RIA

Registered Investment Advisory firm - (11/12/2013 Approved)

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Contact information

Main Address

5150 Belfort Rd., Suite 702, Jacksonville, FL 32256-6038

Mailing Address

Phone number

(904) 281-9261

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (2/20/2026)

ADV PART 2A BROCHURE (2/20/2026)

Regulatory assets under management

Total Number of Accounts	1,502
AUM (Assets Under Management)	$ 571,211,120

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dawn S. Nicoles

Professional summary

At a Glance

Services Offered

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dawn Sanchez Nicoles's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

SANCHEZ WEALTH MANAGEMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/17/2001

SIE

Date: 10/1/2018

Series 7

Date: 11/3/2001

FINRA

Current Firm

SANCHEZ WEALTH MANAGEMENT GROUP, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SANCHEZ WEALTH MANAGEMENT GROUP, LLC

TRUST BUT VERIFY

Contact information

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