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Laymon Todd Vencil

CRD# 4453946·Registered 2001 - 2016
Previously Registered: Being a previously registered professional could mean that Laymon is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Laymon Todd Vencil was a registered financial advisor. Laymon was a previously registered financial professional and started their career in finance 2001 - 2016. Laymon had worked at 4 firms and has passed the Series 66, SIE, Series 87 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

CRT CAPITAL GROUP LLC·CRD# 28830
BD
Richmond, VA
April 20, 2015 - June 29, 2016
STERNE, AGEE & LEACH, INC.·CRD# 791
BD
Richmond, VA
October 5, 2011 - April 20, 2015
DAVENPORT & COMPANY LLC·CRD# 1588
BD
Richmond, VA
May 31, 2007 - October 3, 2011
DAVENPORT & COMPANY LLC·CRD# 1588
RIA
Richmond, VA
May 23, 2007 - October 3, 2011
SCOTT & STRINGFELLOW, LLC·CRD# 6255
RIA
Richmond, VA
February 5, 2002 - May 15, 2007
SCOTT & STRINGFELLOW, LLC·CRD# 6255
BD
Richmond, VA
November 21, 2001 - May 15, 2007

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Current Firm

CC
CRT CAPITAL GROUP LLC

CREDIT RESEARCH AND TRADING CORP. | STERNE AGEE CRT | CRT CAPITAL GROUP LLC | CREDIT RESEARCH AND TRADING LLC

CRD#: 28830 / SEC#: 8-43940
BD
Terminated by SEC on 11/29/2016

Contact Information

Established

Delaware since 12/31/1993

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CRT GREENWICH LLCPARENT COMPANY—
KALISH, GEOFFREY ORINBOARD CHAIRMAN OF PARENT COMPANY AND CCO—
NIELSEN, JOHN DAVIDGENERAL COUNSEL5889411
TUITE, ROBERT KEVINCHIEF FINANCIAL OFFICER AND FINOP2862493

Disclosures

Regulatory Event

13

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2002About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Nov 2004About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Nov 2001About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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