Jeff Wineka

CETERA INVESTMENT ADVISERS

YORK, PA 17402

CRD#: 4453668

Some features on this profile are disabled

Professional summary

Jeff Wineka, who also goes by Jeffrey Allen Wineka, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in York, Pennsylvania and CETERA INVESTMENT SERVICES LLC located in St. Cloud, Minnesota.

Jeff is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jeff has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeffrey Allen Wineka

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff Wineka's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 2, 2026 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 220 St Charles Way Ste 130, York, PA 17402

RIA

CRD#: 105644

YORK, PA

Current

June 2, 2026 - Present

CETERA INVESTMENT SERVICES LLC

Office #1: 400 First St. S. Suite 300, St. Cloud, MN 56301

CRD#: 15340

St. Cloud, MN

Past

October 9, 2025 - June 2, 2026

MORGAN STANLEY

RIA

CRD#: 149777

York, PA

Past

October 9, 2025 - June 2, 2026

MORGAN STANLEY

CRD#: 149777

York, PA

Past

June 9, 2021 - October 16, 2025

LPL FINANCIAL LLC

RIA

CRD#: 6413

YORK, PA

Past

June 9, 2021 - October 16, 2025

LPL FINANCIAL LLC

CRD#: 6413

YORK, PA

Past

August 5, 2016 - June 9, 2021

M&T SECURITIES, INC.

RIA

CRD#: 17358

ELIZABETHTOWN, PA

Past

August 4, 2016 - June 9, 2021

M&T SECURITIES, INC.

CRD#: 17358

ELIZABETHTOWN, PA

Past

May 6, 2013 - July 27, 2016

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

MECHANICSBURG, PA

Past

May 6, 2013 - July 27, 2016

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

MECHANICSBURG, PA

Past

November 17, 2005 - July 5, 2012

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

RED LION, PA

Past

July 11, 2005 - July 5, 2012

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

RED LION, PA

Past

August 19, 2004 - May 19, 2005

NATIONWIDE SECURITIES, LLC

CRD#: 11173

COLUMBUS, OH

Past

July 1, 2002 - August 6, 2004

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

MINNEAPOLIS, MN

Past

February 11, 2002 - July 1, 2002

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Pennsylvania
(6/2/2026)

IAR

Pennsylvania
(6/2/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/16/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/2/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/25/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/9/2002

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kevin Smith

JANNEY MONTGOMERY SCOTT LLC

IAR

York, PA

Alyssum Keefer

JANNEY MONTGOMERY SCOTT LLC

IAR

York, PA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jeff Wineka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeff Wineka's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA INVESTMENT SERVICES LLC

MORGAN STANLEY

MORGAN STANLEY

LPL FINANCIAL LLC

LPL FINANCIAL LLC

M&T SECURITIES, INC.

M&T SECURITIES, INC.

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

NATIONWIDE SECURITIES, LLC

THRIVENT INVESTMENT MANAGEMENT INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/16/2005

Series 63

Date: 3/2/2002

SIE

Date: 10/1/2018

Series 7

Date: 6/25/2004

Series 6

Date: 2/9/2002

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

Similar Advisors