Joshua A. Silverman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joshua A. Silverman, who also goes by Joshua Aaron Silverman, was a registered financial professional .
Joshua is a previously registered financial professional and started their career in finance in 2002. Joshua had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2013 - August 8, 2014
EAST BAY INVESTMENT SOLUTIONS
May 27, 2011 - May 23, 2013
LPL FINANCIAL LLC
May 25, 2011 - May 23, 2013
LPL FINANCIAL LLC
March 19, 2009 - May 26, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 13, 2009 - May 26, 2011
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 13, 2006 - June 10, 2008
LPL FINANCIAL LLC
October 11, 2006 - June 10, 2008
LPL FINANCIAL LLC
February 12, 2004 - August 16, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 2, 2003 - August 16, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 26, 2002 - July 31, 2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EAST BAY INVESTMENT SOLUTIONS
CRD#: 166207 / SEC#:
Contact information
Red Flags
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