Timothy M. Kelly
Professional summary
Timothy Michael Kelly is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2001. Timothy has worked at 3 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Michael Kelly's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2022 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 23, 2005 - December 5, 2006
SCHWARTZ FINANCIAL ASSOCIATES, INC.
March 24, 2004 - January 27, 2006
WALNUT STREET SECURITIES, INC.
December 4, 2001 - January 27, 2006
WALNUT STREET SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(6/1/2022)
Exams
Series 6TO
Date: 3/31/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
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