Ned A. Thomas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ned Albert Thomas was a registered financial professional .
Ned is a previously registered financial professional and started their career in finance in 1970. Ned had worked at 11 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2012 - December 5, 2022
LINCOLN DOUGLAS INVESTMENTS, LLC
December 13, 2012 - December 5, 2022
LINCOLN DOUGLAS INVESTMENTS, LLC
January 2, 2002 - December 17, 2012
SPC
June 1, 2000 - December 17, 2012
SIGMA FINANCIAL CORPORATION
December 17, 1999 - June 5, 2000
KEYBANC CAPITAL MARKETS INC.
May 14, 1999 - December 17, 1999
KEY CLEARING CORP.
January 4, 1999 - May 14, 1999
KEY INVESTMENTS INC.
May 21, 1996 - July 11, 1996
AXCELUS FINANCIAL DISTRIBUTION COMPANY
December 21, 1995 - December 31, 1998
SIGMA FINANCIAL CORPORATION
June 8, 1992 - October 16, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 31, 1988 - May 19, 1992
NORTH AMERICAN MANAGEMENT, INC.
February 13, 1985 - December 31, 1991
SIGMA FINANCIAL CORPORATION
July 26, 1971 - November 29, 1985
GREEN HILL FINANCIAL SERVICE CORPORATION
August 21, 1970 - August 21, 1971
HAMILTON FINANCIAL INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 2/28/1970
Registered Representative ExaminationCurrent Firm
LINCOLN DOUGLAS INVESTMENTS, LLC
CRD#: 155578 / SEC#: 801-72438, 8-68728
Contact information
FINRA licenses (42 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 199 |
| AUM (Assets Under Management) | $ 97,644,384 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
