Andrew J. Hennelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Andrew Joseph Hennelly, who also goes by Andrew J. Hennelly, was a registered financial professional .
Andrew is a previously registered financial professional and started their career in finance in 2001. Andrew had worked at 4 firms and has passed the Series 63, Series 66, Series 57TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2023 - January 23, 2026
DRW EXECUTION SERVICES, LLC
January 21, 2022 - February 20, 2024
CUMBERLAND SECURITIES LLC
January 21, 2022 - January 23, 2026
DRW SECURITIES, L.L.C.
July 5, 2021 - May 23, 2023
DRW EXECUTION SERVICES, LLC
April 27, 2004 - August 30, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 19, 2001 - August 30, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 7/5/2021
Securities Trader ExamCurrent Firm
DRW EXECUTION SERVICES, LLC
CRD#: 290408 / SEC#: , 8-70030
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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