RH
Rita N. Harmon
CETERA INVESTMENT ADVISERS LLC
CANBY, OR 97013
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CRD#: 4452262
RH
Professional summary
Rita Nicholle Harmon, who also goes by Rita Nicholle Douglass, Harmon Nicholle Nikki, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Canby, Oregon and CETERA WEALTH SERVICES, LLC located in Canby, Oregon.
Rita is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Rita has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rita Nicholle Douglass | Harmon Nicholle Nikki
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Lifetime Financial Solutions, Inc; 113 NW Third Ave, Canby, OR 97013; Other; 1/1/2000; 20hrs; 15hrs; Operational and/or Marketing Name for Avantax 2) POWER OF ATTORNEY FOR DONNA L DOUGLASS; Power of Attorney/Daughter; I am the General Durable Power of Attorney for my mother Donna L. Douglass; INVESTMENT RELATED: Yes; 1; 0; 11/23/2020; 113 NW Third Ave, Suite B, Canby OR 97013, US; To act on Donna's behalf in the event she requests, is incapacitated or is otherwise unable to act on her own behalf for any reason in regards to her personal matters. 3) LIFETIME FINANCIAL SOLUTIONS, INC POSITION: President/Secretary NATURE: Operational and/or Marketing Name for Avantax Services?. Provide clients with financial services under Registered Representative's licensing with Avantax Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2000 ADDRESS: 113 NW Third Ave, Canby OR 97013, United States DESCRIPTION: Managing shareholder responsible for day to day operations and management of the firm. 4) DOUGLAS-HARMON CPA LLC POSITION: Member Manager NATURE: Certified Public Accounting Firm providing tax planning, tax preparation, estate planning, bookkeeping, payroll, business consulting and general accounting services to individuals, businesses, estates & trusts. INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 02/01/2010 ADDRESS: PO BOX 1031, Canby OR 97013, United States; DESCRIPTION: Firm Manager & Supervising CPA
CRS (Client Relationship Summary) - RIA
Click below to view Rita Nicholle Harmon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 113 Nw Third Ave, Canby, OR 97013RIA
CRD#: 105644
CANBY, OR
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 113 Nw Third Avenue, Canby, OR 97013BD
CRD#: 13572
Canby, OR
Past
April 5, 2016 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Canby, OR
Past
April 1, 2016 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Canby, OR
Past
July 1, 2005 - March 17, 2016
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
CANBY, OR
Past
March 14, 2003 - March 17, 2016
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
CANBY, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Oregon(9/5/2025)
IAR
Oregon(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Canby, OR 97013TRUST BUT VERIFY
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