M Megan M. Heintzkill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
M Megan Marguerite Heintzkill, CFP®, who also goes by M Megan M Heintzkill, Mary-megan Marguerite Heintzkill, Megan Heintzkill, Mary-megan Millett, was a registered financial professional .
M Megan is a previously registered financial professional and started their career in finance in 2002. M Megan had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2007
Experience
July 30, 2018 - April 30, 2021
CETERA INVESTMENT ADVISERS LLC
July 30, 2018 - April 30, 2021
CETERA INVESTMENT SERVICES LLC
January 2, 2018 - August 9, 2018
PRIVATE CLIENT SERVICES, LLC
August 9, 2016 - September 25, 2018
NICOLET WEALTH MANAGEMENT
June 1, 2016 - January 2, 2018
SII INVESTMENTS, INC.
June 1, 2016 - January 2, 2018
SII INVESTMENTS, INC.
February 27, 2015 - September 26, 2016
ADMIRAL ASSET MANAGEMENT, LLC
January 27, 2015 - June 14, 2016
LPL FINANCIAL LLC
January 26, 2015 - March 3, 2016
LPL FINANCIAL LLC
January 4, 2007 - February 12, 2013
INVEST FINANCIAL CORPORATION
January 4, 2007 - February 12, 2013
INVEST FINANCIAL CORPORATION
December 2, 2004 - September 22, 2006
CINCINNATI ANALYSTS, INC.
September 2, 2004 - September 22, 2006
CINCINNATI ANALYSTS, INC.
November 14, 2003 - August 25, 2004
AVANTAX INVESTMENT SERVICES, INC.
May 3, 2002 - November 7, 2003
OGILVIE SECURITY ADVISORS CORPORATION
February 15, 2002 - November 7, 2003
OGILVIE SECURITY ADVISORS CORPORATION
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
