David Rodrigues

BLUEPRINT INVESTMENTS AND TAX PLANNING

Stockton, CA

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CRD#: 4451584

Professional summary

David Rodrigues JR., who also goes by David Rodrigues Jr, David Rodrigues, David Rodriguez, Dave Rodrigues Jr, Dave Rodrigues, is a registered financial advisor currently at BLUEPRINT INVESTMENTS AND TAX PLANNING located in Stockton, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. David has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Rodrigues Jr | David Rodrigues | David Rodriguez | Dave Rodrigues Jr | Dave Rodrigues

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RODRIGUES & ASSOCIATES, INC. - NOT INVESTMENT RELATED - 5143 POPPY HILLS CIRCLE, STOCKTON, CA95219 - NATURE OF BUSINESS: TAX PLANNING - POSITION/TITLE: PRESIDENT, CEO - START: 01/01/2015 - HOURS PER MONTH DEVOTED TO THIS OTHER BUSINESS ACTIVITY: 40. - HOURS PER MONTH DEVOTED DURING SECURITIES TRADING HOURS: 40. - DUTIES: TAX ADVISER.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Rodrigues JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 7, 2019 - Present

BLUEPRINT INVESTMENTS AND TAX PLANNING

RIA

CRD#: 291591

Stockton, CA

Past

April 26, 2017 - October 5, 2019

BLUEPRINT WEALTH PARTNERS, LLC

RIA

CRD#: 168921

STOCKTON, CA

Past

December 10, 2001 - January 27, 2017

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

STOCKTON, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/7/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/13/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/27/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/22/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/6/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BLUEPRINT INVESTMENTS AND TAX PLANNING

CRD#: 291591 / SEC#:

California

Registered Investment Advisory firm - (9/10/2018 Approved)

Michigan

Registered Investment Advisory firm - (12/21/2022 Terminated)

Nevada

Registered Investment Advisory firm - (2/12/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Incline Village, NV

Mailing Address

Phone number

(775) 298-1326

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	208
AUM (Assets Under Management)	$ 24,126,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David Rodrigues

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Rodrigues JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

BLUEPRINT INVESTMENTS AND TAX PLANNING

BLUEPRINT WEALTH PARTNERS, LLC

AVANTAX INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/13/2001

SIE

Date: 1/27/2017

Series 7

Date: 10/22/2014

Series 6

Date: 12/6/2001

Current Firm

BLUEPRINT INVESTMENTS AND TAX PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BLUEPRINT INVESTMENTS AND TAX PLANNING

TRUST BUT VERIFY

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