LG
Lori A. Gulin
ATWOOD FINANCIAL PLANNING LLC
Washington, DC
Some features on this profile are disabled
CRD#: 4451397
LG
Professional summary
Lori Atwood Gulin, CFP®, who also goes by Lori Dawn Attias, Lori Dawn Atwood, is a registered financial advisor currently at ATWOOD FINANCIAL PLANNING LLC located in Washington, District Of Columbia.
Lori is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Lori has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lori Dawn Attias | Lori Dawn Atwood
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I own Fearless Finance, LLC (formerly Lori Atwood - Fearless Finance, LLC). I am its only employee. I started the company in 2016 to develop software for budgeting with an accompanying app. It launched in February 2018. I spend about 24 hours per month on it (about 1 day per week). Fearless Finance, LLC, is not investment related.
CRS (Client Relationship Summary) - RIA
Click below to view Lori Atwood Gulin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
June 30, 2017 - Present
ATWOOD FINANCIAL PLANNING LLC
RIA
CRD#: 288941
Washington, DC
Past
November 16, 2001 - May 18, 2004
PIPER SANDLER & CO.
RIA
CRD#: 665
SAN FRANCISCO, CA
Past
October 25, 2001 - May 18, 2004
PIPER SANDLER & CO.
BD
CRD#: 665
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ATWOOD FINANCIAL PLANNING LLC
ATWOOD FINANCIAL PLANNING | LORI ATWOOD FINANCIAL PLANNING, LLC | GULIN, LORI ATWOOD | FEARLESS FINANCE | ATWOOD FINANCIAL PLANNING LLC
CRD#: 288941 / SEC#: 801-122029
RIA
Registered Investment Advisory firm - (8/6/2021 Approved)California
Registered Investment Advisory firm - (9/8/2021 Terminated)Colorado
Registered Investment Advisory firm - (8/11/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (8/9/2021 Terminated)Florida
Registered Investment Advisory firm - (8/9/2021 Terminated)Maryland
Registered Investment Advisory firm - (8/16/2021 Terminated)New Jersey
Registered Investment Advisory firm - (8/9/2021 Terminated)New York
Registered Investment Advisory firm - (8/9/2021 Terminated)Ohio
Registered Investment Advisory firm - (8/9/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/10/2021 Terminated)Virginia
Registered Investment Advisory firm - (8/6/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
District of Columbia(6/30/2017)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AF
ATWOOD FINANCIAL PLANNING LLC
ATWOOD FINANCIAL PLANNING | LORI ATWOOD FINANCIAL PLANNING, LLC | GULIN, LORI ATWOOD | FEARLESS FINANCE | ATWOOD FINANCIAL PLANNING LLC
CRD#: 288941 / SEC#: 801-122029
RIA
Registered Investment Advisory firm - (8/6/2021 Approved)California
Registered Investment Advisory firm - (9/8/2021 Terminated)Colorado
Registered Investment Advisory firm - (8/11/2021 Terminated)District of Columbia
Registered Investment Advisory firm - (8/9/2021 Terminated)Florida
Registered Investment Advisory firm - (8/9/2021 Terminated)Maryland
Registered Investment Advisory firm - (8/16/2021 Terminated)New Jersey
Registered Investment Advisory firm - (8/9/2021 Terminated)New York
Registered Investment Advisory firm - (8/9/2021 Terminated)Ohio
Registered Investment Advisory firm - (8/9/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/10/2021 Terminated)Virginia
Registered Investment Advisory firm - (8/6/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Washington, DC
Mailing Address
Phone number
(202) 964-3599
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (23 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
