Stephen D. Schmidt

INNOVA WEALTH PARTNERS

Newtown, PA 18940

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CRD#: 4451342

Professional summary

Stephen David Schmidt, who also goes by Stephen D. Schmidt, is a registered financial advisor currently at INNOVA WEALTH PARTNERS, LLC located in Newtown, Pennsylvania.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Stephen has worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephen D. Schmidt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen David Schmidt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 16, 2013 - Present

INNOVA WEALTH PARTNERS, LLC

Office #1: 12 Terry Drive Suite 203, Newtown, PA 18940

RIA

CRD#: 168500

Newtown, PA

Past

July 27, 2011 - October 3, 2013

CORESTATES CAPITAL ADVISORS, LLC

RIA

CRD#: 137697

YARDLEY, PA

Past

August 21, 2009 - April 13, 2011

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

DOYLESTOWN, PA

Past

August 7, 2009 - July 7, 2011

FAMILY OFFICE GROUP LLC

RIA

CRD#: 147275

PINEHURST, NC

Past

June 1, 2009 - July 30, 2009

MORGAN STANLEY

RIA

CRD#: 149777

DOYLESTOWN, PA

Past

June 1, 2009 - July 30, 2009

MORGAN STANLEY

CRD#: 149777

DOYLESTOWN, PA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

DOYLESTOWN, PA

Past

April 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

DOYLESTOWN, PA

Past

January 18, 2006 - April 2, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

DOYLESTOWN, PA

Past

October 17, 2005 - April 2, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

DOYLESTOWN, PA

Past

October 8, 2001 - October 18, 2005

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INNOVA WEALTH PARTNERS, LLC

FOSTER, IAN | SECKEL CAPITAL ADVISORS, LLC | INNOVA WEALTH PARTNERS, LLC

CRD#: 168500 / SEC#: 801-117798

RIA

Registered Investment Advisory firm - (1/8/2020 Approved)

California

Registered Investment Advisory firm - (2/19/2020 Terminated)

Colorado

Registered Investment Advisory firm - (1/28/2020 Terminated)

Delaware

Registered Investment Advisory firm - (1/21/2020 Terminated)

Florida

Registered Investment Advisory firm - (1/20/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/20/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (1/22/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/22/2020 Terminated)

Rhode Island

Registered Investment Advisory firm - (1/20/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/20/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/16/2013)

IAR

Texas
(12/4/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/5/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 1/11/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/5/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/6/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INNOVA WEALTH PARTNERS, LLC

FOSTER, IAN | SECKEL CAPITAL ADVISORS, LLC | INNOVA WEALTH PARTNERS, LLC

CRD#: 168500 / SEC#: 801-117798

RIA

Registered Investment Advisory firm - (1/8/2020 Approved)

California

Registered Investment Advisory firm - (2/19/2020 Terminated)

Colorado

Registered Investment Advisory firm - (1/28/2020 Terminated)

Delaware

Registered Investment Advisory firm - (1/21/2020 Terminated)

Florida

Registered Investment Advisory firm - (1/20/2020 Terminated)

Massachusetts

Registered Investment Advisory firm - (1/20/2020 Terminated)

New Jersey

Registered Investment Advisory firm - (1/22/2020 Terminated)

Pennsylvania

Registered Investment Advisory firm - (1/22/2020 Terminated)

Rhode Island

Registered Investment Advisory firm - (1/20/2020 Terminated)

Texas

Registered Investment Advisory firm - (1/20/2020 Terminated)

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Contact information

Main Address

12 Terry Drive Suite 203, Newtown, PA 18940

Mailing Address

Phone number

(888) 270-1574

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/11/2025)

Regulatory assets under management

Total Number of Accounts	1,197
AUM (Assets Under Management)	$ 228,175,527

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen D. Schmidt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen David Schmidt's CRS (Customer Relationship Summary).

Certified licenses

Experience

CORESTATES CAPITAL ADVISORS, LLC

PURSHE KAPLAN STERLING INVESTMENTS

FAMILY OFFICE GROUP LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

INNOVA WEALTH PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/5/2006

Series 63

Date: 10/20/2001

Series 31

Date: 1/11/2006

Series 7

Date: 12/5/2005

Series 6

Date: 10/6/2001

Current Firm

INNOVA WEALTH PARTNERS, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INNOVA WEALTH PARTNERS, LLC

TRUST BUT VERIFY

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