Brian M. Anderson
Professional summary
Brian M Anderson, who also goes by Brian Michael Anderson, Brian Anderson, is a registered financial professional currently at PRUDENTIAL ANNUITIES DISTRIBUTORS, INC located in Zionsville, Indiana.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2014. Brian has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian M Anderson's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 27, 2025 - Present
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
April 25, 2023 - May 28, 2025
NYLIFE DISTRIBUTORS LLC
June 30, 2021 - September 7, 2021
ADP BROKER-DEALER, INC.
August 26, 2019 - July 1, 2021
STANCORP EQUITIES, INC.
August 15, 2018 - June 26, 2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
April 9, 2018 - May 16, 2018
ADP BROKER-DEALER, INC.
January 24, 2014 - February 12, 2018
TRANSAMERICA CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/27/2025)
(6/27/2025)
(6/27/2025)
(6/27/2025)
(8/28/2025)
(6/27/2025)
(6/27/2025)
Exams
FINRA
Current Firm
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
CRD#: 21570 / SEC#: , 8-39058
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SHAREHOLDER COMMON | |
| CARROLL, TRACEY MARIA | PRESIDENT | 5841463 |
| HAGGERTY, SCOTT PETER | CHIEF EXECUTIVE OFFICER | 2619329 |
| HARTNETT, CHRISTINA A | CHIEF OPERATING OFFICER | 2672099 |
| MCGRATH, SHANE THOMAS | CHIEF COMPLIANCE OFFICER | 4458909 |
| SMIT, ROBERT PHILIP | FINOP, CFO | 2332366 |
| THOMSEN, JORDAN K | CHIEF LEGAL OFFICER AND SECRETARY | 2821664 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
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