DM
Dante P. Mcdowell
CAPITAL INVESTMENT ADVISORY SERVICES
STONE MOUNTAIN, GA 30087
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CRD#: 4450915
DM
Professional summary
Dante Perron Mcdowell is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Stone Mountain, Georgia and CAPITAL INVESTMENT GROUP, INC. located in Stone Mountain, Georgia.
Dante is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Dante has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SELLING LIFE, HEALTH, DISABILITY AND LTC INSURANCE 2. EXECUTOR FOR DR. DAVID MALONE AND SARAH JANE MANSFIELD-MALONE. NAMED EXECUTOR OF THEIR ESTATE UPON THEIR PASSING. WORK WITH ATTORNEY IN DISTRIBUTING ASSETS TO BENEFICIARIES. BEGAN 3/2011. CURRENTLY NO HOURS ARE SPENT WORKING ON THIS ACTIVITY. 3. BOYS & GIRLS CLUBS OF DEKALB COUNTY. BOARD OF DIRECTORS. STARTED 4/2013. ASSIST CLUB EXECUTIVES ON ENSURING THEY HAVE TOOLS NEEDED TO OPERATE CLUBS EFFICIENTLY ON A DAILY BASIS. PLAN EVENTS TO RAISE CAPITAL FOR CLUBS, INTERVIEW KIDS FROM CLUBS FOR YOUTH OF MONTH COMPETITION. NOT INVESTMENT RELATED. VARIOUS VOLUNTEER HOURS. BOARD MEETINGS EVERY OTHER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Dante Perron Mcdowell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 10, 2009 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
Office #1: 5875 Musket Lane, Stone Mountain, GA 30087RIA
CRD#: 149124
STONE MOUNTAIN, GA
Current
June 5, 2009 - Present
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
STONE MOUNTAIN, GA
Past
February 24, 2003 - June 12, 2009
EQUITY SERVICES, INC.
RIA
CRD#: 265
ATLANTA, GA
Past
October 10, 2001 - June 12, 2009
EQUITY SERVICES, INC.
BD
CRD#: 265
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/1/2023)
RR
District of Columbia(9/8/2014)
RR
Florida(6/5/2009)
RR
Georgia(6/5/2009)
IAR
Georgia(6/10/2009)
RR
Maryland(6/5/2009)
RR
North Carolina(6/30/2011)
RR
Virginia(6/5/2009)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
