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Chad J. Bodine

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CRD#: 4450362
CB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Chad Jacob Bodine was a registered financial professional .

Chad is a previously registered financial professional and started their career in finance in 2001. Chad had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 20, 2010 - March 17, 2014

ALLIANZ GLOBAL INVESTORS U.S. LLC

RIA
CRD#: 149003
NEW YORK, NY
Past

April 1, 2010 - March 14, 2014

ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC

BD
CRD#: 25567
SAN DIEGO, CA
Past

June 27, 2008 - January 3, 2011

NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC

RIA
CRD#: 104606
SAN DIEGO, CA
Past

June 25, 2008 - April 15, 2010

NICHOLAS-APPLEGATE SECURITIES LLC

BD
CRD#: 31205
SAN DIEGO, CA
Past

April 25, 2006 - June 16, 2008

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
CARLSBAD, CA
Past

April 20, 2004 - June 16, 2008

TD AMERITRADE, INC.

RIA
CRD#: 7870
CARLSBAD, CA
Past

April 20, 2004 - June 16, 2008

TD AMERITRADE, INC.

BD
CRD#: 7870
CARLSBAD, CA
Past

September 26, 2002 - April 12, 2004

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
SAN DIEGO, CA
Past

November 26, 2001 - April 12, 2004

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

September 13, 2001 - November 12, 2001

FORESTERS FINANCIAL SERVICES, INC.

BD
CRD#: 305
EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 9/11/2002
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/20/2001
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 2/27/2002
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 9/11/2001
Investment Company Products/Variable Contracts Representative Examination

Current Firm

AG
ALLIANZ GLOBAL INVESTORS U.S. LLC
ALLIANZ GLOBAL INVESTORS CAPITAL LLC | RCM | ALLIANZ GLOBAL INVESTORS U.S. LLC | ALLIANZ GLOBAL INVESTORS MANAGEMENT PARTNERS LLC

CRD#: 149003 / SEC#: 801-69803

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Contact information

Main Address
1633 Broadway 43rd Floor, New York, NY 10019
Mailing Address
Phone number
(212) 739-3000
Established
Firm type
Fiscal year end
# of Employees
51

Documents

Latest Form ADV

Part 2 Brochures

ALLIANZ GLOBAL INVESTORS U.S. LLC FORM ADV PART 2A BROCHURE (3/31/2023)

Regulatory assets under management

Total Number of Accounts11
AUM (Assets Under Management)$ 4,976,389,140

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLIANZ GLOBAL INVESTORS U.S. LLC

CRD#: 149003

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