Dennis E. Gagnon

NON-TRADITIONAL WEALTH MANAGEMENT

ORLANDO, FL 32814

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CRD#: 4450130

Professional summary

Dennis Edward Gagnon, CFP® is a registered financial advisor currently at NON-TRADITIONAL WEALTH MANAGEMENT, LLC located in Orlando, Florida and ARETE WEALTH MANAGEMENT, LLC located in Orlando, Florida.

Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Dennis has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NON-TRADITIONAL WEALTH MANAGEMENT LLC, dba, 4767 NEW BROAD STREET ORLANDO, FL 32814. FIXED LIFE INSURANCE, HSA AND LONG TERM CARE INSURANCE. 2. LIFE INSURANCE PREMIUM FINANCING - IDENTIFY CLIENTS FOR WHOM THIS STRATEGY COULD BE VALUABLE. 40 hours per month for 1 and 2 AND BOTH FOR COMPENSATION. 3. CENTRAL FL RIFLE & PISTOL CLUB 14646 WEWAHOOTEE RD ORLANDO, FL 32832 - SERVE AS TREASURER, NO COMPENSATION, 8 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Edward Gagnon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

December 3, 2009 - Present

NON-TRADITIONAL WEALTH MANAGEMENT, LLC

Office #1: 4767 New Broad Street, Orlando, FL 32814

RIA

CRD#: 151362

ORLANDO, FL

Current

December 1, 2023 - Present

ARETE WEALTH MANAGEMENT, LLC

Office #1: 4767 New Broad Street, Orlando, FL 32814

CRD#: 44856

Orlando, FL

Past

October 29, 2009 - November 30, 2023

CENTER STREET SECURITIES, INC.

CRD#: 26898

ORLANDO, FL

Past

January 4, 2006 - October 29, 2009

USA FINANCIAL SECURITIES LLC

RIA

CRD#: 103857

ORLANDO, FL

Past

January 3, 2006 - October 29, 2009

USA FINANCIAL SECURITIES LLC

CRD#: 103857

ORLANDO, FL

Past

January 19, 2005 - January 4, 2006

GUNNALLEN FINANCIAL, INC

RIA

CRD#: 17609

MAITLAND, FL

Past

December 1, 2004 - January 4, 2006

GUNNALLEN FINANCIAL, INC

CRD#: 17609

MAITLAND, FL

Past

September 13, 2001 - December 1, 2004

G. A. REPPLE & COMPANY

RIA

CRD#: 17486

MAITLAND, FL

Past

September 12, 2001 - December 1, 2004

G. A. REPPLE & COMPANY

CRD#: 17486

CASSELBERRY, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Florida
(12/3/2009)

Florida
(12/11/2023)

Georgia
(1/10/2024)

New Hampshire
(8/11/2025)

New York
(12/1/2023)

South Carolina
(12/12/2023)

Tennessee
(12/1/2023)

Texas
(12/1/2023)

Virginia
(12/1/2023)

Washington
(12/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/25/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/11/2001

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NON-TRADITIONAL WEALTH MANAGEMENT, LLC

CRD#: 151362 / SEC#:

Florida

Registered Investment Advisory firm - (12/3/2009 Approved)

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Contact information

Main Address

4767 New Broad Street, Orlando, FL 32814

Mailing Address

Phone number

(407) 514-2671

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis E. Gagnon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Edward Gagnon's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARETE WEALTH MANAGEMENT, LLC

CENTER STREET SECURITIES, INC.

USA FINANCIAL SECURITIES LLC

USA FINANCIAL SECURITIES LLC

GUNNALLEN FINANCIAL, INC

GUNNALLEN FINANCIAL, INC

G. A. REPPLE & COMPANY

G. A. REPPLE & COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 1/25/2005

Series 63

Date: 3/25/2002

SIE

Date: 10/1/2018

Series 7

Date: 9/11/2001

FINRA

Current Firm

NON-TRADITIONAL WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

NON-TRADITIONAL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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