Dajiang Guo
Professional summary
Dajiang Guo, who also goes by Dajiang Guo Mr., Dj Guo, is a registered financial professional currently at REVERE SECURITIES LLC located in New York, New York.
Dajiang is registered as a RR (Registered Representative) and started their career in finance in 2001. Dajiang has worked at 8 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Dajiang Guo's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 13, 2021 - Present
REVERE SECURITIES LLC
Office #1: 560 Lexington Avenue 16th Floor, New York, NY 10022August 1, 2019 - September 8, 2021
US TIGER SECURITIES, INC.
July 17, 2018 - August 2, 2019
RISEVEST FINANCIAL SECURITIES LIMITED
August 12, 2016 - October 2, 2017
CHINA RENAISSANCE SECURITIES (US) INC.
March 26, 2012 - July 14, 2016
CITIC SECURITIES INTERNATIONAL USA, LLC
May 13, 2009 - March 4, 2011
CICC US SECURITIES, INC.
June 7, 2004 - May 6, 2009
CITIGROUP GLOBAL MARKETS INC.
November 27, 2001 - May 18, 2004
NATWEST MARKETS SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2023)
(4/20/2022)
(7/3/2023)
(10/26/2023)
(6/12/2023)
(3/21/2023)
(4/29/2022)
(3/21/2023)
(10/4/2024)
(4/25/2023)
(2/1/2023)
(11/20/2023)
(7/3/2023)
(10/4/2023)
(9/13/2021)
(10/26/2023)
(3/21/2023)
(3/17/2022)
(3/21/2023)
(9/27/2023)
(4/27/2023)
(10/17/2023)
Exams
FINRA
Current Firm
REVERE SECURITIES LLC
CRD#: 14178 / SEC#: , 8-30511
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 14 |
| Arbitration | 3 |
Red Flags
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