Nicolas Allen Mccoy
Professional Summary
Nicolas Allen Mccoy is a registered financial advisor currently at BFY SECURITIES, LLC located in Camden, Maine. Nicolas is registered as a RR (Registered Representative) and started their career in finance in 2001. Nicolas has worked at 3 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Contact Information
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
25 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BFY SECURITIES, LLC | CEDAR CREST ADVISORS, LLC
Contact Information
Main Address
15 Pearl Street, Camden, ME 04843Mailing Address
15 Pearl Street, Camden, ME 04843Phone Number
(508) 954-4931Established
Utah since 02/20/2015Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (10 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(12/18/2018)
(2/20/2020)
(4/27/2018)
(4/30/2019)
(2/28/2021)
(8/28/2019)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Nicolas Allen Mccoy's CRS (Customer Relationship Summary).
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