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Robert John Horstmeyer

CRD# 4449436·Registered 2001 - 2024
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert John Horstmeyer was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 2001 - 2024. Robert had worked at 4 firms and has passed the Series 63, Series 62, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

25 years in the financial services industry

Current & Past Employments

Past

GROWTHPOINT TECHNOLOGY PARTNERS, LLCPast·CRD# 137438
BD
San Francisco, CA
January 13, 2006 - May 15, 2024
SECURITY RESEARCH ASSOCIATES, INC.Past·CRD# 8200
BD
Menlo Park, CA
September 16, 2005 - January 19, 2006
SVB ALLIANTPast·CRD# 121455
BD
Santa Clara, CA
September 30, 2002 - September 22, 2005
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANKPast·CRD# 46902
BD
San Francisco, CA
September 21, 2001 - October 1, 2002

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Current Firm

GT
GROWTHPOINT TECHNOLOGY PARTNERS, LLC

GP TECHNOLOGY PARTNERS, LLC | GROWTHPOINT TECHNOLOGY PARTNERS, LLC

CRD#: 137438 / SEC#: 8-67086
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

601 California Street Suite 600, San Francisco, CA 94108

Mailing Address

2208 Seminole Court, Santa Rosa, CA 95405

Phone Number

(650) 322-2378

Established

Delaware since 09/08/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (19 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
SHEPHERD, MICHAEL JOHNCEO4451118
DEROSE, NICHOLAS JAMESCHIEF COMPLIANCE OFFICER, AML OFFICER6007579
WHITE, KARYN MARIEFINOP, CFO1628494

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2001About the Series 63 exam

Series 62 — Corporate Securities Limited Representative Examination

Passed Jan 2023

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2001About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Oct 2001About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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