Robert J. Horstmeyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert John Horstmeyer was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2001. Robert had worked at 4 firms and has passed the Series 63, Series 62, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2006 - May 15, 2024
GROWTHPOINT TECHNOLOGY PARTNERS, LLC
September 16, 2005 - January 19, 2006
SECURITY RESEARCH ASSOCIATES, INC.
September 30, 2002 - September 22, 2005
SVB ALLIANT
September 21, 2001 - October 1, 2002
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
GROWTHPOINT TECHNOLOGY PARTNERS, LLC
CRD#: 137438 / SEC#: , 8-67086
Contact information
FINRA licenses (19 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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